You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME 077358083
Anixa Biosciences, Inc.
USA
ANIX
NASDAQ 077554335
Xybion Corporation
USA
XYBN
TSX VENTURE EXCHANGE 078275116
BJ's Wholesale Club Holdings, Inc.
USA
BJ
NEW YORK STOCK EXCHANGE 078282991
Caribou Biosciences, Inc.
USA
CRBU
NASDAQ 078295148
Rocky Mountain High Brands, Inc.
USA
RMHB
OTHER OTC Market 078311181
Premier Biomedical, Inc.
USA
BIEI
OTHER OTC Market 078313898
Phio Pharmaceuticals Corp.
USA
PHIO
NASDAQ 078314397
Dynamic Brands, Inc.
USA
ASCC
OTHER OTC Market 078325220
Personalis, Inc.
USA
PSNL
NASDAQ 078325374
Endonovo Therapeutics, Inc.
USA
ENDV
OTHER OTC Market 078344870
Cohbar, Inc.
USA
CWBR
OTHER OTC Market 078362439
Celcuity Inc.
USA
CELC
NASDAQ 078380113
LTS Nutraceuticals Inc
USA
QTCI
OTHER OTC Market 078388661
Iconic Brands, Inc.
USA
ICNB
OTHER OTC Market 078394031
Organovo Holdings, Inc.
USA
ONVO
NASDAQ 078402267
Barfresh Food Group Inc.
USA
BRFH
NASDAQ 078413876
Absci Corporation
USA
ABSI
NASDAQ 078414206
Choose Rain, LLC
USA
RSAU
OTHER OTC Market 078415272
Mgp Ingredients, Inc.
USA
MGPI
NASDAQ 078423520
Pharmagen, Inc.
USA
PHRX
OTHER OTC Market 078446543
Nurix Therapeutics, Inc.
USA
NRIX
NASDAQ 078450878
Bioventus LLC
USA
BVS
NASDAQ 078458370
Abbvie Inc.
USA
ABBV
NEW YORK STOCK EXCHANGE 078466980
Eastside Distilling, Inc.
USA
EAST
NASDAQ 078467047
Nouveau Life Pharmaceuticals, Inc.
USA
NOUV
OTHER OTC Market 078470633
Green Polkadot Box Incorporated
USA
GPDB
OTHER OTC Market 078474190
Guardion Health Sciences, Inc.
USA
GHSI
NASDAQ 078482407
Regen Biopharma Inc.
USA
RGBP
OTHER OTC Market 078484195
Rayont Inc.
USA
RAYT
OTHER OTC Market 078484819
22nd Century Group, Inc.
USA
XXII
NASDAQ 078487199
Pazoo, Inc.
USA
PZOO
OTHER OTC Market 078493001
Xenetic Biosciences, Inc.
USA
XBIO
NASDAQ 078494140
Medavail Holdings, Inc.
USA
MDVLQ
OTHER OTC Market 078500314
Mdm Permian, Inc.
USA
MDMP
OTHER OTC Market 078502849
Coherus Biosciences, Inc.
USA
CHRS
NASDAQ 078510366
Lipocine Inc.
USA
LPCN
NASDAQ 078512533
Cyteir Therapeutics, Inc.
USA
CYTT
OTHER OTC Market 078534735
Noho, Inc.
USA
DRNK
OTHER OTC Market 078534738
Mj Biotech, Inc.
USA
MJTV
OTHER OTC Market 078540211
Natural Grocers By Vitamin Cottage, Inc.
USA
NGVC
NEW YORK STOCK EXCHANGE 078540805
Lantheus Holdings, Inc.
USA
LNTH
NASDAQ 078544862
Panacea Life Sciences Holdings, Inc.
USA
PLSH
OTHER OTC Market 078579659
Zoetis Inc.
USA
ZTS
NEW YORK STOCK EXCHANGE 078598259
Rar Beauty LLC
USA
JOEY
OTHER OTC Market 078606189
Diego Pellicer Worldwide, Inc.
USA
DPWW
OTHER OTC Market 078629865
Optex Systems Holdings, Inc.
USA
OPXS
NASDAQ 078632048
Fyolo Technology Corp.
USA
AHII
OTHER OTC Market 078670869
Avidity Biosciences, Inc.
USA
RNA
NASDAQ 078674799
Alexander & Baldwin, Inc.
USA
ALEX
NEW YORK STOCK EXCHANGE 078675283
High Performance Beverage Company
USA
TBEV
OTHER OTC Market
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