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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
920633679 AROMA ENTERPRISES (INDIA) LIMITED INDIA 531560 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920674228 N G INDUSTRIES LIMITED INDIA 530897 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920674574 ORIENT BEVERAGES LIMITED INDIA 507690 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920675357 PIONEER AGRO EXTRACTS LIMITED INDIA 519439 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920677585 VAMA INDUSTRIES LIMITED INDIA 512175 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920725921 CHAMBAL BREWERIES AND DISTILLERIES LIMITED INDIA 512301 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920726135 CHASE BRIGHT STEEL LIMITED INDIA 504671 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920801169 DHUNSERI TEA & INDUSTRIES LIMITED INDIA 538902 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920808339 INTEGRATED PROTEINS LIMITED INDIA 519606 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920818742 OLYMPIC OIL INDUSTRIES LIMITED INDIA 507609 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920826554 JAYATMA INDUSTRIES LIMITED INDIA 531323 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920828196 SHREE GANESH ELASTOPLAST LIMITED INDIA 530797 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920833139 THIRDWAVE FINANCIAL INTERMEDIARIES LIMITED INDIA 531652 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920834327 UNION BEARINGS INDIA LIMITED INDIA 522271 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920834749 UTTAM SUGAR MILLS LIMITED INDIA 532729 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920836207 VIRAT CRANE INDUSTRIES LIMITED INDIA 519457 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
920954509 SENDAS DISTRIBUIDORA S/A BRAZIL ASAI3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
921179672 VASUDHAGAMA ENTERPRISES LIMITED INDIA 539291 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
921215484 MASTER CHEMICALS LIMITED INDIA 506867 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
921228974 TIAAN CONSUMER LIMITED INDIA 540108 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
921808494 SHREE GANESH REMEDIES LIMITED INDIA 540737 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
923194026 REGENT ENTERPRISES LIMITED INDIA 512624 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
924604288 INDO-GLOBAL ENTERPRISES LIMITED INDIA 539433 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
926253399 Fortress Biotech, Inc. USA FBIO NASDAQ
926599155 Nevro Corp. USA NVRO NEW YORK STOCK EXCHANGE
928418347 Enzolytics, Inc. USA ENZC OTHER OTC Market
928478064 Bab, Inc. USA BABB OTHER OTC Market
928995187 Equator Beverage Company USA MOJO OTHER OTC Market
929040079 Marizyme, Inc. USA MRZM OTHER OTC Market
929182137 Enveric Biosciences, Inc. USA ENVB NASDAQ
929582427 Global Seafood Technologies, Inc. USA GSFD OTHER OTC Market
929785616 Mativ Holdings, Inc. USA MATV NEW YORK STOCK EXCHANGE
930118349 Epirus Biopharmaceuticals, Inc. USA EPRSQ OTHER OTC Market
932651516 Siga Technologies, Inc. USA SIGA NASDAQ
932751733 Panache Beverage, Inc. USA WDKA OTHER OTC Market
933721433 Rockwell Medical, Inc. USA RMTI NASDAQ
933867244 Northwest Biotherapeutics Inc USA NWBO OTHER OTC Market
934000241 Leche Gloria Sociedad Anonima - Gloria S.A. PERU GLORIAI1 LIMA STOCK EXCHANGE
934000373 Quimpac S.A. PERU QUIMPAC1 LIMA STOCK EXCHANGE
934000399 Unión de Cervecerías Peruanas Backus y Johnston S.A.A. PERU BACKUAC1 LIMA STOCK EXCHANGE
934000555 Empresa Agroindustrial Tuman S.A.A. PERU TUMANC1 LIMA STOCK EXCHANGE
934000670 Empresa Agroindustrial Pomalca S.A.A. PERU POMALCC1 LIMA STOCK EXCHANGE
934001066 Bayer S.A. PERU BAYERI1 LIMA STOCK EXCHANGE
934001967 Casa Grande S.A.A. PERU CASAGRC1 LIMA STOCK EXCHANGE
934002064 Agroindustrial Laredo S.A.A. PERU LAREDOC1 LIMA STOCK EXCHANGE
934066846 Consorcio Industrial de Arequipa S.A. PERU CIAREQI1 LIMA STOCK EXCHANGE
934078320 EMPRESA AGRICOLA LA UNION S.A. PERU AUNIONC1 LIMA STOCK EXCHANGE
934126814 Laive S.A. PERU LAIVEBC1 LIMA STOCK EXCHANGE
934141623 Cervecería San Juan S.A. PERU SNJUANC1 LIMA STOCK EXCHANGE
934180100 Alicorp S.A.A. PERU ALICORC1 LIMA STOCK EXCHANGE

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