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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,891
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
985565651 KEENOVA THERAPEUTICS PUBLIC LIMITED COMPANY IRELAND MCKPF OTHER OTC Market
985572607 ALLERGAN UNLIMITED COMPANY IRELAND AGN NEW YORK STOCK EXCHANGE
985575093 PERRIGO COMPANY PUBLIC LIMITED COMPANY IRELAND PRGO NEW YORK STOCK EXCHANGE
985596906 MEDTRONIC PUBLIC LIMITED COMPANY IRELAND MDT NEW YORK STOCK EXCHANGE
985625000 AMARIN CORPORATION PLC IRELAND AMRN NASDAQ
985628521 ITERUM THERAPEUTICS PUBLIC LIMITED COMPANY IRELAND ITRM NASDAQ
985640147 AVADEL PHARMACEUTICALS PUBLIC LIMITED COMPANY IRELAND AVDL NASDAQ
985654207 COSMO PHARMACEUTICALS N.V. IRELAND COPN SIX SWISS EXCHANGE
985687323 ROUNDERWAY PUBLIC LIMITED COMPANY IRELAND LIN NASDAQ
985690802 MURAL ONCOLOGY PUBLIC LIMITED COMPANY IRELAND MURA NASDAQ
985691993 DOLE PUBLIC LIMITED COMPANY IRELAND DOLE NEW YORK STOCK EXCHANGE
985692077 LINDE PUBLIC LIMITED COMPANY IRELAND LIN NASDAQ
986438768 LEADING COMMUNITY MEDICAL COMPANY LISTED JOINT STOCK COMPANY SAUDI ARABIA 9592 SAUDI STOCK EXCHANGE
987424493 ISU SPECIALTYCHEMICAL CO., LTD. KOREA REP OF 457190 KOREA EXCHANGE (KOSDAQ)
987859923 ICON PUBLIC LIMITED COMPANY IRELAND ICLR NASDAQ
988046868 GREENCORE GROUP PUBLIC LIMITED COMPANY IRELAND GNC LONDON STOCK EXCHANGE (LON)
988632220 KERRY GROUP PUBLIC LIMITED COMPANY IRELAND KRZ IRISH STOCK EXCHANGE
988633335 DONEGAL INVESTMENT GROUP PUBLIC LIMITED COMPANY IRELAND DQ7A IRISH STOCK EXCHANGE
988859856 UNIPHAR PUBLIC LIMITED COMPANY IRELAND UPR IRISH STOCK EXCHANGE
989046313 GLANBIA PUBLIC LIMITED COMPANY IRELAND GL9 IRISH STOCK EXCHANGE
989083074 Shiyue Daotian Group Co., Ltd. HONG KONG 09676 HONG KONG STOCK EXCHANGE
989108075 Qyuns Therapeutics Co., Ltd. HONG KONG 02509 HONG KONG STOCK EXCHANGE
989108581 Jiangxi Rimag Group Co., Ltd. HONG KONG 02522 HONG KONG STOCK EXCHANGE
989118748 Sunho Biologics, Inc. HONG KONG 02898 HONG KONG STOCK EXCHANGE
989119793 WuXi XDC Cayman Inc. HONG KONG 02268 HONG KONG STOCK EXCHANGE
989124401 Xiamen Yan Palace Bird's Nest Industry Co., Ltd. HONG KONG 01497 HONG KONG STOCK EXCHANGE
989144745 Sichuan Baicha Baidao Industrial Co., Ltd. HONG KONG 02555 HONG KONG STOCK EXCHANGE
989144880 Henan Jinyuan Hydrogenated Chemicals Co., Ltd. HONG KONG 02502 HONG KONG STOCK EXCHANGE
989207728 XtalPi Holdings Limited HONG KONG 02228 HONG KONG STOCK EXCHANGE
989210121 Beijing Biostar Pharmaceuticals Co., Ltd. HONG KONG 02563 HONG KONG STOCK EXCHANGE
989210990 Hangzhou Jiuyuan Genetic Biopharmaceutical Co., Ltd. HONG KONG 02566 HONG KONG STOCK EXCHANGE
989216599 TYK Medicines, Inc HONG KONG 02410 HONG KONG STOCK EXCHANGE
989248204 Mao Geping Cosmetics Co., Ltd. HONG KONG 01318 HONG KONG STOCK EXCHANGE
989251655 Herbs Generation Group Holdings Limited HONG KONG 02593 HONG KONG STOCK EXCHANGE
989977066 JAZZ PHARMACEUTICALS PUBLIC LIMITED COMPANY IRELAND JAZZ NASDAQ
99116165 Motus GI Holdings, Inc. USA MOTS OTHER OTC Market
99305884 Sharps Technology, Inc. USA STSS NASDAQ
99413601 Avitar, Inc. USA AVTI OTHER OTC Market
99632379 Srx Health Solutions, Inc. USA BTTR AMEX
99649382 Aligos Therapeutics, Inc. USA ALGS NASDAQ
99674145 Allied Healthcare Products, Inc. USA AHPIQ OTHER OTC Market

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