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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
028484371 Seagen Inc. USA SGEN MEXICO STOCK EXCHANGE
028629553 Sintx Technologies, Inc. USA SINT NASDAQ
029089711 Ross Stores, Inc. USA ROST NASDAQ
029516312 Esperion Therapeutics, Inc. USA ESPR NASDAQ
029710337 Omnicanna Health Solutions, Inc. USA ENDO OTHER OTC Market
029778767 Clearside Biomedical, Inc. USA CLSD NASDAQ
029800824 Reynolds Consumer Products Inc. USA REYN NASDAQ
030122498 Rapid Micro Biosystems, Inc. USA RPID NASDAQ
030169348 Avrobio, Inc. USA AVRO NASDAQ
030212279 Nu-Med Plus, Inc. USA NUMD OTHER OTC Market
030593896 Soleno Therapeutics, Inc. USA SLNO NASDAQ
030602735 Vera Therapeutics, Inc. USA VERA NASDAQ
030895387 Yunhong Green CTI Ltd. USA YHGJ NASDAQ
031179563 Cibus, Inc. USA CBUS NASDAQ
031710528 Seelos Therapeutics, Inc. USA SEEL NASDAQ
032282550 Dalrada Financial Corporation USA DFCO OTHER OTC Market
032333986 Vistagen Therapeutics, Inc. USA VTGN NASDAQ
032365882 Aclaris Therapeutics, Inc. USA ACRS NASDAQ
032472566 Verastem, Inc. USA VSTM NASDAQ
032531241 Collegium Pharmaceutical, Inc. USA COLL NASDAQ
032658283 Biocept, Inc. USA BIOCQ OTHER OTC Market
033305264 Illumina, Inc. USA ILMN NASDAQ
033333109 Axsome Therapeutics, Inc. USA AXSM NASDAQ
033364923 Omeros Corporation USA OMER NASDAQ
033446855 Mama's Creations, Inc. USA MAMA NASDAQ
034074860 Puma Biotechnology, Inc. USA PBYI NASDAQ
034292268 Flanigan's Enterprises, Inc. USA BDL AMEX
034918660 Colabs Int'l, Corp. USA CLLB NASDAQ
035328338 Assembly Biosciences, Inc. USA ASMB NASDAQ
036132372 Poseida Therapeutics, Inc. USA PSTX NASDAQ
036479616 Innoviva, Inc. USA INVA NASDAQ
036514250 Electromed, Inc. USA ELMD AMEX
036697438 Amincor, Inc. USA AMNCB OTHER OTC Market
037048154 Fonar Corporation USA FONR NASDAQ
037205445 Pharmacyte Biotech, Inc. USA PMCB NASDAQ
037233459 Burzynski Research Institute, Inc. USA BZYR OTHER OTC Market
038031407 Non-Invasive Monitoring Systems, Inc. USA NIMU OTHER OTC Market
038122818 S&W Seed Company USA SANW NASDAQ
038288821 Silo Pharma, Inc. USA SILO NASDAQ
039006134 Bioaffinity Technologies, Inc. USA BIAF NASDAQ
039073601 Oragenics, Inc. USA OGEN AMEX
039154025 Bioxytran, Inc. USA BIXT OTHER OTC Market
039247630 Geospace Technologies Corporation USA GEOS NASDAQ
039277590 Cencora, Inc. USA COR NEW YORK STOCK EXCHANGE
039551514 Grand Havana Inc. USA GHAV OTHER OTC Market
039680463 Inmune Bio Inc. USA INMB NASDAQ
039976196 Amgen Inc. USA AMGN NASDAQ
040294803 Inotiv, Inc. USA NOTV NASDAQ
040429050 Vapotherm, Inc. USA VAPO OTHER OTC Market
040793114 Celldex Therapeutics, Inc. USA CLDX NASDAQ

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