You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME 040859583
Inhibrx, Inc.
USA
INBX
NASDAQ 041007717
Crawford & Company
USA
CRD.A
NEW YORK STOCK EXCHANGE 041071643
Cutera, Inc.
USA
CUTR
NASDAQ 041199639
Hawkins, Inc.
USA
HWKN
NASDAQ 041589433
Microwave Filter Company, Inc.
USA
MFCO
OTHER OTC Market 041992728
Balchem Corporation
USA
BCPC
NASDAQ 042403451
Lisata Therapeutics, Inc.
USA
LSTA
NASDAQ 042535740
Avid Bioservices, Inc.
USA
CDMO
NASDAQ 042646575
Genethera, Inc.
USA
GTHR
OTHER OTC Market 042697045
Biogenex Laboratories
USA
BGNX
OTHER OTC Market 042874832
Range Impact, Inc.
USA
RNGE
OTHER OTC Market 042961576
Paragon 28, Inc.
USA
FNA
NEW YORK STOCK EXCHANGE 043135784
Durect Corporation
USA
DRRX
NASDAQ 043614130
McCormick & Company Incorporated
USA
MKC
NEW YORK STOCK EXCHANGE 043984988
Dominari Holdings Inc.
USA
DOMH
NASDAQ 044042806
Moderna, Inc.
USA
MRNA
NASDAQ 044320456
Sellas Life Sciences Group, Inc.
USA
SLS
NASDAQ 044657756
Trulieve Cannabis Corp.
USA
TRUL
CANADIAN NATIONAL STOCK EXCHANGE 044712911
Medical Marijuana, Inc.
USA
MJNA
OTHER OTC Market 044894140
Nu Oncology Labs Inc
USA
TIHE
OTHER OTC Market 045545589
Lancer Orthodontics, Inc.
USA
LANZ
OTHER OTC Market 045666548
Parker Warby Inc
USA
WRBY
NEW YORK STOCK EXCHANGE 046117384
G-H-3 International
USA
GHTI
OTHER OTC Market 046194080
Janel Corporation
USA
JANL
OTHER OTC Market 046297974
Tofutti Brands Inc.
USA
TOFB
OTHER OTC Market 046814427
Wholehealth Products, Inc.
USA
GWPC
OTHER OTC Market 047027433
Ipg Photonics Corporation
USA
IPGP
NASDAQ 047098580
Virtual Medical Intl. Inc.
USA
QEBR
OTHER OTC Market 048403299
Koru Medical Systems, Inc.
USA
KRMD
NASDAQ 048862726
Vaxart, Inc.
USA
VXRT
NASDAQ 048986428
Saddle Ranch Productions Inc
USA
SRMX
OTHER OTC Market 049111086
Herborium Group, Inc.
USA
HBRM
OTHER OTC Market 049281215
Integral Vision, Inc.
USA
INVI
OTHER OTC Market 049505496
Allakos Inc.
USA
ALLK
NASDAQ 049641798
Environmental Tectonics Corporation
USA
ETCC
OTHER OTC Market 049887920
International Daleco Corporation
USA
ILDO
OTHER OTC Market 049944143
Humana Inc.
USA
HUM
NEW YORK STOCK EXCHANGE 050490903
Integrated Biopharma, Inc.
USA
INBP
OTHER OTC Market 050518505
Gt Biopharma, Inc.
USA
GTBP
NASDAQ 050594555
United-Guardian, Inc.
USA
UG
NASDAQ 050643436
Cal-Maine Foods, Inc.
USA
CALM
NASDAQ 050740427
Maxcyte, Inc.
USA
MXCT
LONDON STOCK EXCHANGE (LON) 051021958
Erasca, Inc.
USA
ERAS
NASDAQ 051071474
Cyclerion Therapeutics, Inc.
USA
CYCN
NASDAQ 051099661
Sysco Corporation
USA
SYY
NEW YORK STOCK EXCHANGE 051334402
Insulet Corporation
USA
PODD
NASDAQ 051340339
Xoma Corporation
USA
XOMA
NASDAQ 051575309
Twist Bioscience Corporation
USA
TWST
NASDAQ 051816227
Qhslab, Inc.
USA
USAQ
OTHER OTC Market 051887310
Neurobiological Technologies Inc.
USA
NTII
OTHER OTC Market
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