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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
051957769 Walmart Inc. USA WMT NEW YORK STOCK EXCHANGE
052205401 Brewbilt Manufacturing Inc. USA BBRW OTHER OTC Market
052373680 Cvrx, Inc. USA CVRX NASDAQ
052545183 Tauriga Sciences, Inc. USA TAUG OTHER OTC Market
052707770 Siouxland Energy Cooperative USA SIXN OTHER OTC Market
052754847 Zenergy International Inc USA ZENG OTHER OTC Market
052991531 Viaspace, Inc. USA VSPC OTHER OTC Market
053519450 Village Super Market, Inc. USA VLGEA NASDAQ
053742248 Catalyst Pharmaceuticals, Inc. USA CPRX NASDAQ
053950783 Nuvasive, Inc. USA NUVA MEXICO STOCK EXCHANGE
054451401 Ironwood Pharmaceuticals, Inc. USA IRWD NASDAQ
054460865 Aethlon Medical, Inc. USA AEMD NASDAQ
054547989 Health-Chem Corporation USA HCLC OTHER OTC Market
054554290 Merck & Co., Inc. USA MRK NEW YORK STOCK EXCHANGE
054732839 J&J Snack Foods Corp. USA JJSF NASDAQ
054766206 Biora Therapeutics, Inc. USA BIOR NASDAQ
054793658 Natural Alternatives International, Inc. USA NAII NASDAQ
054808082 Treace Medical Concepts, Inc. USA TMCI NASDAQ
055083004 Q Biomed Inc. USA QBIO OTHER OTC Market
055300578 Veru Inc. USA VERU NASDAQ
055514478 Shockwave Medical, Inc. USA SWAV NASDAQ
055566760 Pennexx Foods, Inc. USA PNNX OTHER OTC Market
055643032 Cytta Connect LLC USA CYCA OTHER OTC Market
055883458 Lakeland Industries, Inc. USA LAKE NASDAQ
055963578 Cad Dental Holdings, Inc. USA OJSY OTHER OTC Market
056354640 Quest Diagnostics Incorporated USA DGX NEW YORK STOCK EXCHANGE
056425432 Lee Pharmaceuticals USA RONN OTHER OTC Market
056667975 Daxor Corporation USA DXR NASDAQ
056840574 Kezar Life Sciences, Inc. USA KZR NASDAQ
056954190 Gritstone Bio, Inc. USA GRTS NASDAQ
057383762 Coffee Holding Co., Inc. USA JVA NASDAQ
057527785 Alaunos Therapeutics, Inc. USA TCRT NASDAQ
057680950 Hempfusion Wellness Inc. USA CBDHF OTHER OTC Market
057757944 Renovorx Inc. USA RNXT NASDAQ
057766897 Electromedical Technologies, Inc. USA EMED OTHER OTC Market
057827420 Haemonetics Corporation USA HAE NEW YORK STOCK EXCHANGE
057929913 Monopar Therapeutics Inc. USA MNPR NASDAQ
057931230 Coca-Cola Consolidated, Inc. USA COKE NASDAQ
058127986 20230930-Dk-Butterfly-1, Inc. USA BBBY WIENER BORSE
058608076 Aim Immunotech Inc. USA AIM AMEX
058658418 Beyond Meat, Inc. USA BYND NASDAQ
058669235 American Shared Hospital Services USA AMS AMEX
058800192 Mymd Pharmaceuticals (florida), Inc. USA MYMD NASDAQ
059210356 Nanologix, Inc. USA NNLX OTHER OTC Market
059298141 Mylan Inc. USA MYL NASDAQ OMX
059651117 Constellation Brands, Inc. USA STZ NEW YORK STOCK EXCHANGE
060408113 Cv Sciences, Inc. USA CVSI OTHER OTC Market
060470872 Sow Good Inc. USA SOWG OTHER OTC Market
060555374 Keros Therapeutics, Inc. USA KROS NASDAQ
061075010 Compass Therapeutics LLC USA CMPX NASDAQ

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