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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,408
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
168294374 Organic Sales and Marketing, Inc. USA OGSM OTHER OTC Market
243088254 Organic Garage (Canada) Ltd CANADA OG.H TSX VENTURE EXCHANGE
522974898 ORGANIC FARMA ZDROWIA S A POLAND ORG WARSAW STOCK EXCHANGE
079999373 Organicell Regenerative Medicine, Inc. USA OCEL OTHER OTC Market
557795909 Organ Eco Tech Co., Ltd. KOREA REP OF 212310 KOREA EXCHANGE (KOSDAQ)
508619897 Orexo AB SWEDEN ORX STOCKHOLM STOCK EXCHANGE
203053079 Orchid Ventures, Inc CANADA ORVRF OTHER OTC Market
650133507 ORCHID PHARMA LIMITED INDIA 524372 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
117623159 Orchestra Biomed Holdings, Inc. USA OBIO NASDAQ
224270867 ORCHARD THERAPEUTICS PLC ENGLAND ORTX NASDAQ
114152184 Orasure Technologies, Inc. USA OSUR NASDAQ
532081937 ORAMED LTD ISRAEL ORMP NASDAQ
039073601 Oragenics, Inc. USA OGEN AMEX
806269374 Oracle Healthcare Acquisition Corp. USA OHAQ OTHER OTC Market
643316656 OPUS GLOBAL Nyilvánosan Müködö Részvénytársaság HUNGARY OPUS BUDAPEST STOCK EXCHANGE
688289773 OPTUS Pharmaceutical Co., Ltd. KOREA REP OF 131030 KOREA EXCHANGE (KOSDAQ)
688149665 OPTRONTEC INC. KOREA REP OF 082210 KOREA EXCHANGE (KOSDAQ)
401968495 Optomed Oyj FINLAND OPTOMED HELSINKI STOCK EXCHANGE
918429585 OPTO CIRCUITS (INDIA) LIMITED INDIA 532391 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
658646898 Optivision Technology Incorporation TAIWAN 3666 GRE TAI SECURITY MARKET
890784150 OPTISCAN IMAGING LIMITED AUSTRALIA OIL AUSTRALIAN STOCK EXCHANGE
957126931 Option Care Health, Inc. USA OPCH NASDAQ
080840012 Optinose, Inc. USA OPTN NASDAQ
204211408 Optimi Health Corp CANADA OPTI CANADIAN NATIONAL STOCK EXCHANGE
657705612 OPTIMAX TECHNOLOGY CORPORATION TAIWAN 3051 TAIWAN STOCK EXCHANGE
190563622 Optigenex Inc. USA OPGX OTHER OTC Market
753238104 OPTHEA LIMITED AUSTRALIA OPT AUSTRALIAN STOCK EXCHANGE
078629865 Optex Systems Holdings, Inc. USA OPXS NASDAQ
117933467 Optec International, Inc. USA OPTI OTHER OTC Market
002338838 Opt-Sciences Corporation USA OPST OTHER OTC Market
783980345 Opko Health, Inc. USA OPK NASDAQ
119234263 Opgen, Inc. USA OPGN NASDAQ
555224500 OPC PHARMACEUTICAL JOINT STOCK COMPANY VIETNAM OPC HO CHI MINH STOCK EXCHANGE
693385957 OOMITSU CO.,LTD. JAPAN 3160 TOKYO STOCK EXCHANGE
491823169 ONWARD Medical N.V. NETHERLANDS ONWD EURONEXT BRUSSELS
370551534 Ontex Group BELGIUM ONTEX EURONEXT BRUSSELS
690571682 ONO PHARMACEUTICAL CO., LTD. JAPAN 4528 TOKYO STOCK EXCHANGE
963605352 Onlichain Inc USA PRTT OTHER OTC Market
422202862 ONICO S A W RESTRUKTURYZACJI POLAND ONC WARSAW STOCK EXCHANGE
079944999 One World Products, Inc. USA OWPC OTHER OTC Market
422192715 ONESANO S A POLAND ONO WARSAW STOCK EXCHANGE
658832725 ONENESS BIOTECH CO., LTD. TAIWAN 4743 GRE TAI SECURITY MARKET
555396857 ONE CAPITAL HOSPITALITY JOINT STOCK COMPANY VIETNAM OCH HANOI STOCK EXCHANGE
941093408 One Bio, Corp. USA ONBI OTHER OTC Market
205491181 Ondine Biomedical Inc CANADA OBI LONDON STOCK EXCHANGE (LON)
002570740 Oncternal Therapeutics, Inc. USA ONCT NASDAQ
842324449 Oncovista Innovative Therapies, Inc. USA OVIT OTHER OTC Market
697175912 ONCOTHERAPY SCIENCE, INC. JAPAN 4564 TOKYO STOCK EXCHANGE
009592473 Oncotelic Therapeutics, Inc. USA OTLC OTHER OTC Market
753564616 ONCOSIL MEDICAL LTD AUSTRALIA OSL AUSTRALIAN STOCK EXCHANGE

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