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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,876
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
915357982 POONA DAL AND OIL INDUSTRIES LIMITED INDIA 519359 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915355155 THE WATERBASE LIMITED INDIA 523660 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915351423 MADHUR INDUSTRIES LIMITED INDIA 519279 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915351402 ANIK INDUSTRIES LIMITED INDIA 519383 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915349638 KAKATIYA CEMENT SUGAR AND INDUSTRIES LIMITED INDIA 500234 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915349463 KARUTURI GLOBAL LIMITED INDIA 531687 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915344662 EMPEE SUGARS AND CHEMICALS LIMITED INDIA 500132 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915343899 LOTUS EYE HOSPITAL AND INSTITUTE LIMITED INDIA 532998 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915341825 DHARANI SUGARS AND CHEMICALS LIMITED INDIA 507442 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915339527 INDIA GELATINE AND CHEMICALS LIMITED INDIA 531253 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915339092 GILLETTE INDIA LIMITED INDIA GILLETTE NATIONAL STOCK EXCHANGE OF INDIA
915338151 HARRISONS MALAYALAM LIMITED INDIA 500467 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915337641 GUFIC BIOSCIENCES LIMITED INDIA 509079 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915336155 ATCOM TECHNOLOGIES LIMITED INDIA 527007 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915335165 ACROW INDIA LIMITED INDIA 513149 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915331594 BRITANNIA INDUSTRIES LIMITED INDIA 500825 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915312170 SPP POLYMER LIMITED INDIA SPPPOLY NATIONAL STOCK EXCHANGE OF INDIA
915308642 EPSOM PROPERTIES LIMITED INDIA 531155 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915247744 VAISHALI PHARMA LIMITED INDIA VAISHALI NATIONAL STOCK EXCHANGE OF INDIA
915193544 KUNDAN MINERALS AND METALS LIMITED INDIA 507528 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915187574 VEGA JEWELLERS LIMITED INDIA 512026 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915187140 SUPER BAKERS LIMITED INDIA 530735 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915156558 VIJAYA DIAGNOSTIC CENTRE LIMITED INDIA 543350 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915129455 FINEOTEX CHEMICAL LIMITED INDIA 533333 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915110647 CONCORD DRUGS LIMITED INDIA 538965 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915098003 KIMIA BIOSCIENCES LIMITED INDIA 530313 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915054175 KMC SPECIALITY HOSPITALS (INDIA) LIMITED INDIA 524520 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915028992 POLY MEDICURE LIMITED INDIA 531768 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
915006852 THE UNITED NILGIRI TEA ESTATES COMPANY LIMITED INDIA UNITEDTEA NATIONAL STOCK EXCHANGE OF INDIA
915000087 GRANULES INDIA LIMITED INDIA 532482 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
91498298 Q32 Bio Inc. USA QTTB NASDAQ
914734264 OUROFINO SA BRAZIL OFSA3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
914694047 CM HOSPITALAR S A BRAZIL VVEO3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
914654355 BRASILAGRO COMPANHIA BRASILEIRA DE PROPRIEDADES AGRICOLAS BRAZIL AGRO3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
9138033 The Clorox Company USA CLX NEW YORK STOCK EXCHANGE
9127663 Bio-RAD Laboratories, Inc. USA BIO NEW YORK STOCK EXCHANGE
91209341 Imagenetix, Inc. USA IAGX OTHER OTC Market
9117981 Entia Biosciences Inc. USA ERGO OTHER OTC Market
90910639 Angiodynamics, Inc. USA ANGO NASDAQ
907145551 BIOMM S/A BRAZIL BIOM3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
907144521 METALFRIO SOLUTIONS S/A BRAZIL FRIO3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
90696071 Mettler-Toledo International Inc. USA MTD NEW YORK STOCK EXCHANGE
906718965 HYPERA S/A BRAZIL HYPE3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
90466292 4front Ventures Inc USA FFNT CANADIAN NATIONAL STOCK EXCHANGE
904565483 JBS S/A BRAZIL JBS NEW YORK STOCK EXCHANGE
903652609 HUMBERG AGRIBRASIL COMERCIO E EXPORTACAO DE GRAOS SA BRAZIL GRAO3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
90253571 Rocket Pharmaceuticals, Inc. USA RCKT NASDAQ
901291666 TRES TENTOS AGROINDUSTRIAL S/A BRAZIL TTEN3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
901169268 AMERICANAS S A EM RECUPERACAO JUDICIAL BRAZIL AMER3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
901159370 ENGELHART CTP BRASIL SA BRAZIL PPLAB EURONEXT AMSTERDAM STOCK EXCHANGE

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