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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,876
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
686356857 Immunotech Biopharm Ltd HONG KONG 6978 HONG KONG STOCK EXCHANGE
686357037 Numans Health Food Holdings Company Limited HONG KONG 2530 HONG KONG STOCK EXCHANGE
686370232 Shanghai INT Medical Instruments Co., Ltd. HONG KONG 1501 HONG KONG STOCK EXCHANGE
686370691 Tycoon Group Holdings Limited HONG KONG 3390 HONG KONG STOCK EXCHANGE
686487638 GDH GUANGNAN (HOLDINGS) LIMITED HONG KONG 1203 HONG KONG STOCK EXCHANGE
686502329 Strong Petrochemical Holdings Limited HONG KONG 852 HONG KONG STOCK EXCHANGE
686502696 Summi (Group) Holdings Limited HONG KONG 756 HONG KONG STOCK EXCHANGE
68665435 Verano Holdings, LLC USA VRNO AEQUITAS NEO EXCHANGE
686932040 Wanjia Group Holdings Limited HONG KONG 401 HONG KONG STOCK EXCHANGE
686971401 HUAZHANG TECHNOLOGY HOLDING LIMITED HONG KONG 1673 HONG KONG STOCK EXCHANGE
687004744 ORGANIC TEA COSMETICS HOLDINGS COMPANY LIMITED HONG KONG 900300 KOREA EXCHANGE (KOSDAQ)
687026293 Shandong Fengxiang Co., Ltd. HONG KONG 9977 HONG KONG STOCK EXCHANGE
687036451 Global Uin Intelligence Holdings Limited HONG KONG 8496 Hong Kong Stock Exchange Growth Enterprise Market
687045777 InnoCare Pharma Limited HONG KONG 9969 HONG KONG STOCK EXCHANGE
687049293 Smoore International Holdings Limited HONG KONG 6969 HONG KONG STOCK EXCHANGE
687063447 Migao Group Holdings Limited HONG KONG 9879 HONG KONG STOCK EXCHANGE
687066951 NISSIN FOODS COMPANY LIMITED HONG KONG 1475 HONG KONG STOCK EXCHANGE
687081269 Modern Chinese Medicine Group Co., Ltd. HONG KONG 1643 HONG KONG STOCK EXCHANGE
687085267 Nongfu Spring Co., Ltd. HONG KONG 9633 HONG KONG STOCK EXCHANGE
687087124 Akeso, Inc. HONG KONG 9926 HONG KONG STOCK EXCHANGE
687089674 JBM (Healthcare) Limited HONG KONG 2161 HONG KONG STOCK EXCHANGE
687107079 Ocumension Therapeutics HONG KONG 1477 HONG KONG STOCK EXCHANGE
687107935 MicroPort CardioFlow Medtech Corporation HONG KONG 2160 HONG KONG STOCK EXCHANGE
687109098 Kangji Medical Holdings Limited HONG KONG 9997 HONG KONG STOCK EXCHANGE
687124604 Shenzhen Pagoda Industrial (Group) Corporation Limited HONG KONG 2411 HONG KONG STOCK EXCHANGE
687153124 Everest Medicines Limited HONG KONG 1952 HONG KONG STOCK EXCHANGE
687156370 JW (Cayman) Therapeutics Co. Ltd HONG KONG 2126 HONG KONG STOCK EXCHANGE
687163042 Zai Lab Limited HONG KONG 9688 HONG KONG STOCK EXCHANGE
687163587 New Horizon Health Limited HONG KONG 6606 HONG KONG STOCK EXCHANGE
687166479 Cheerwin Group Limited HONG KONG 6601 HONG KONG STOCK EXCHANGE
687168029 HBM Holdings Limited HONG KONG 2142 HONG KONG STOCK EXCHANGE
687168175 Yidu Tech Inc. HONG KONG 2158 HONG KONG STOCK EXCHANGE
687168275 Antengene Corporation Limited HONG KONG 6996 HONG KONG STOCK EXCHANGE
687170599 Suzhou Basecare Medical Corporation Limited HONG KONG 2170 HONG KONG STOCK EXCHANGE
687172772 Genor Biopharma Holdings Limited HONG KONG 6998 HONG KONG STOCK EXCHANGE
687173082 RemeGen Co., Ltd. HONG KONG 9995 HONG KONG STOCK EXCHANGE
687175292 CHINA YOURAN DAIRY GROUP LIMITED HONG KONG 9858 HONG KONG STOCK EXCHANGE
687176271 MicroDigital Co., Ltd. KOREA REP OF 305090 KOREA EXCHANGE (KOSDAQ)
687179034 JD Health International Inc. HONG KONG 6618 HONG KONG STOCK EXCHANGE
687189495 JACOBIO PHARMACEUTICALS GROUP CO., LTD. HONG KONG 1167 HONG KONG STOCK EXCHANGE
687201208 Kindstar Globalgene Technology, Inc. HONG KONG 9960 HONG KONG STOCK EXCHANGE
687205498 Zhaoke Ophthalmology Limited HONG KONG 6622 HONG KONG STOCK EXCHANGE
687206109 Acotec Scientific Holdings Limited HONG KONG 6669 HONG KONG STOCK EXCHANGE
687217693 Yunkang Group Limited HONG KONG 2325 HONG KONG STOCK EXCHANGE
687218040 COSMAX NBT, INC. KOREA REP OF 222040 KOREA EXCHANGE (KOSDAQ)
687219846 CARsgen Therapeutics Holdings Limited HONG KONG 2171 HONG KONG STOCK EXCHANGE
687225394 Swang Chai Chuan Limited HONG KONG 2321 HONG KONG STOCK EXCHANGE
687226193 Shanghai Bio-heart Biological Technology Co., Ltd. HONG KONG 2185 HONG KONG STOCK EXCHANGE
687226207 Shanghai HeartCare Medical Technology Corporation Limited HONG KONG 6609 HONG KONG STOCK EXCHANGE
687229382 Dingdang Health Technology Group Ltd. HONG KONG 9886 HONG KONG STOCK EXCHANGE

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