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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,876
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
422192595 SECO WARWICK S A POLAND SWG WARSAW STOCK EXCHANGE
366070167 TARCZYNSKI S A POLAND TAR WARSAW STOCK EXCHANGE
422179898 GENOMED S A POLAND GEN WARSAW STOCK EXCHANGE
422185423 ENEA S A POLAND ENA WARSAW STOCK EXCHANGE
425433127 FINTECH S A POLAND FTH WARSAW STOCK EXCHANGE
366091239 TOYA S A POLAND TOA WARSAW STOCK EXCHANGE
368199134 HELIO S A POLAND HEL WARSAW STOCK EXCHANGE
366193838 MILTON ESSEX S A POLAND MTN WARSAW STOCK EXCHANGE
366072817 ZAKLADY PRZEMYSLU CUKIERNICZEGO OTMUCHÓW S A POLAND OTM WARSAW STOCK EXCHANGE
367362717 POLWAX S A POLAND PWX WARSAW STOCK EXCHANGE
367540494 BIOMAXIMA S A POLAND BMX WARSAW STOCK EXCHANGE
422163374 OXYGEN S A POLAND OXY WARSAW STOCK EXCHANGE
367271587 CDRL S A POLAND CDL WARSAW STOCK EXCHANGE
367273575 ESKIMOS S A W RESTRUKTURYZACJI POLAND ESK WARSAW STOCK EXCHANGE
367513251 CELON PHARMA S A POLAND CLN WARSAW STOCK EXCHANGE
367529661 MAKARONY POLSKIE S A POLAND MAK WARSAW STOCK EXCHANGE
367393464 WIELTON S A POLAND WLT WARSAW STOCK EXCHANGE
367410516 MR HAMBURGER S A POLAND MRH WARSAW STOCK EXCHANGE
367419491 PHARMENA S A POLAND PHR WARSAW STOCK EXCHANGE
367456014 SYNEKTIK S A POLAND SNT WARSAW STOCK EXCHANGE
367481673 FERRO S A POLAND FRO WARSAW STOCK EXCHANGE
367193278 KRYNICA VITAMIN S A POLAND KVT WARSAW STOCK EXCHANGE
522454982 T&T PROENERGY S A POLAND TNT WARSAW STOCK EXCHANGE
366008514 LSI SOFTWARE S A POLAND LSI WARSAW STOCK EXCHANGE
366623007 BIOTON S A POLAND BIO WARSAW STOCK EXCHANGE
522932169 BIO PLANET S A POLAND BIP WARSAW STOCK EXCHANGE
522974898 ORGANIC FARMA ZDROWIA S A POLAND ORG WARSAW STOCK EXCHANGE
366032720 BIOGENED S A POLAND BGD WARSAW STOCK EXCHANGE
522805399 CENTRUM MEDYCZNE ENEL MED S A POLAND ENE WARSAW STOCK EXCHANGE
422158139 NEWAG S A POLAND NWG WARSAW STOCK EXCHANGE
422274790 POLTRONIC S A POLAND PTN WARSAW STOCK EXCHANGE
366196222 HIPROMINE S A POLAND HPM WARSAW STOCK EXCHANGE
366199158 COSMA S A POLAND COS WARSAW STOCK EXCHANGE
366125713 AIRWAY MEDIX S A POLAND AWM WARSAW STOCK EXCHANGE
367578205 AC S A POLAND ACG WARSAW STOCK EXCHANGE
367152589 KRAKCHEMIA S A POLAND KCH WARSAW STOCK EXCHANGE
425464495 GREMPCO S A POLAND GRM WARSAW STOCK EXCHANGE
422133819 HARPER HYGIENICS S A POLAND HRP WARSAW STOCK EXCHANGE
422156638 SONEL S A POLAND SON WARSAW STOCK EXCHANGE
422362763 LEGIMI S A POLAND LEG WARSAW STOCK EXCHANGE
427377623 NESTMEDIC S A POLAND NST WARSAW STOCK EXCHANGE
422192544 SANOK RUBBER COMPANY S A POLAND SNK WARSAW STOCK EXCHANGE
425467088 GRUPA RECYKL S A POLAND GRC WARSAW STOCK EXCHANGE
422477273 MILKPOL S A POLAND MLP WARSAW STOCK EXCHANGE
426697394 BIOMASS ENERGY PROJECT S A POLAND BEP WARSAW STOCK EXCHANGE
422354274 RRH GROUP S A POLAND RRH WARSAW STOCK EXCHANGE
426694148 TRUE GAMES SYNDICATE S A POLAND TGS WARSAW STOCK EXCHANGE
437045872 CAPTOR THERAPEUTICS S A POLAND CTX WARSAW STOCK EXCHANGE
422349399 NEUCA S A POLAND NEU WARSAW STOCK EXCHANGE
422221788 EDITEL POLSKA S A POLAND EDL WARSAW STOCK EXCHANGE

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