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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,876
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
421311322 Liqun Commercial Group Co.,Ltd. CHINA 601366 SHANGHAI STOCK EXCHANGE
421312746 Humanwell Healthcare (group) Co.,ltd CHINA 600079 SHANGHAI STOCK EXCHANGE
421314850 Guobo Electronics Co., Ltd. CHINA 688375 SHANGHAI STOCK EXCHANGE
421317224 Zhejiang Haisen Pharmaceutical Co., Ltd. CHINA 1367 SHENZHEN STOCK EXCHANGE
421317289 Baiyang Investment Group, Inc. CHINA 2696 SHENZHEN STOCK EXCHANGE
421318996 Shen Zhen Weiguang Biological Products Co.,Ltd CHINA 2880 SHENZHEN STOCK EXCHANGE
421319243 ChengDu Sheng Nuo Biotec Co.,Ltd. CHINA 688117 SHANGHAI STOCK EXCHANGE
421321978 Intco Medical Technology Co.,Ltd. CHINA 300677 SHENZHEN STOCK EXCHANGE
421322155 Guangdong Marubi Biotechnology Co., Ltd. CHINA 603983 SHANGHAI STOCK EXCHANGE
421322894 Hob Biotech Group Corp., Ltd. CHINA 688656 SHANGHAI STOCK EXCHANGE
421323526 Jiangsu Beiren Smart Manufacturing Technology Co., Ltd. CHINA 688218 SHANGHAI STOCK EXCHANGE
421326538 Chongqing Meixin Yishen Machinery Co., Ltd. CHINA 873833 Beijing Stock Exchange
421328594 Hunan Xiangjia Animal Husbandry Co.,Ltd. CHINA 2982 SHENZHEN STOCK EXCHANGE
421330107 Nanfang Black Sesame Group Co., Ltd. CHINA 716 SHENZHEN STOCK EXCHANGE
421330360 GigaDevice Semiconductor Inc CHINA 603986 SHANGHAI STOCK EXCHANGE
421330683 Guangdong Yussen Energy Technology Co.,Ltd. CHINA 2986 SHENZHEN STOCK EXCHANGE
421333508 CareRay Digital Medical Technology Co., Ltd. CHINA 688607 SHANGHAI STOCK EXCHANGE
421334961 Yanker Shop Food Co.,Ltd CHINA 2847 SHENZHEN STOCK EXCHANGE
421335730 Zhongjing Food Co., Ltd. CHINA 300908 SHENZHEN STOCK EXCHANGE
421335885 Sinotherapeutics Inc. CHINA 688247 SHANGHAI STOCK EXCHANGE
421343613 Jiangsu Gdk Biological Technology Co., Ltd CHINA 688670 SHANGHAI STOCK EXCHANGE
421344181 Shanghai Aladdin Biochemical Technology Co.,Ltd CHINA 688179 SHANGHAI STOCK EXCHANGE
421344986 Shanghai Titan Scientific Co., Ltd. CHINA 688133 SHANGHAI STOCK EXCHANGE
421347350 Shandong Luscious Pet Food Co., Ltd. CHINA 832419 Unquoted security
421348851 Hebei Changshan Biochemical Pharmaceutical Co., Ltd. CHINA 300255 SHENZHEN STOCK EXCHANGE
421350155 Sichuan Teway Food Group Co.,Ltd CHINA 603317 SHANGHAI STOCK EXCHANGE
421350416 Ganyuan Foods Co.,Ltd. CHINA 2991 SHENZHEN STOCK EXCHANGE
421351061 Sunjuice Co., Ltd. CHINA 1256 TAIWAN STOCK EXCHANGE
421351350 Guangdong Hongjing Optoelectronic Technology Inc. CHINA 301479 SHENZHEN STOCK EXCHANGE
421354034 Hubei Wanrun New Energy Technology Co.,Ltd. CHINA 688275 SHANGHAI STOCK EXCHANGE
421354190 Bozhon Precision Industry Technology Co., Ltd. CHINA 688097 SHANGHAI STOCK EXCHANGE
421354375 BOMESC Offshore Engineering Company Limited CHINA 603727 SHANGHAI STOCK EXCHANGE
421354519 Novoprotein Scientific Inc. CHINA 688137 SHANGHAI STOCK EXCHANGE
421354757 Techvision Intelligent Technology Co.,Ltd CHINA 832876 Spot Regulated Market - BVB
421355734 Three Squirrels Inc. CHINA 300783 SHENZHEN STOCK EXCHANGE
421356415 Anji Microelectronics Technology (Shanghai) Co., Ltd. CHINA 688019 SHANGHAI STOCK EXCHANGE
421356607 Hitgen Inc. CHINA 688222 SHANGHAI STOCK EXCHANGE
421360752 Cosonic Intelligent Technologies Co., Ltd. CHINA 300793 SHENZHEN STOCK EXCHANGE
421362390 Ningbo Bohui Chemical Technology Co., Ltd CHINA 300839 SHENZHEN STOCK EXCHANGE
421363606 Yes Optoelectronics (Group) Co., Ltd. CHINA 2952 SHENZHEN STOCK EXCHANGE
421363780 iRay Group CHINA 688301 SHANGHAI STOCK EXCHANGE
421364940 Ningbo Exciton Technology Co., Ltd. CHINA 300566 SHENZHEN STOCK EXCHANGE
421366369 Gambol Pet Group Co., Ltd. CHINA 301498 SHENZHEN STOCK EXCHANGE
421369136 Shanghai Putailai New Energy Technology Co.,Ltd. CHINA 603659 SHANGHAI STOCK EXCHANGE
421371983 YouYou Foods Co., Ltd. CHINA 603697 SHANGHAI STOCK EXCHANGE
421372326 Bestore Co.,Ltd. CHINA 603719 SHANGHAI STOCK EXCHANGE
421372739 Xgimi Technology Co.,Ltd CHINA 688696 SHANGHAI STOCK EXCHANGE
421398674 BIOCELTIX S A POLAND BCX WARSAW STOCK EXCHANGE
421530668 CISEN PHARMACEUTICAL CO., LTD. CHINA 603367 SHANGHAI STOCK EXCHANGE
421531393 Shandong Buchang Pharmaceutical Co., Ltd CHINA 603858 SHANGHAI STOCK EXCHANGE

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