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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,154
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
001019413 Prophotonix Limited USA PPIX LONDON STOCK EXCHANGE (LON)
001042472 Seaboard Corporation USA SEB AMEX
001053610 Perkinelmer, Inc. USA PKI NEW YORK STOCK EXCHANGE
001053982 Mks Instruments, Inc. USA MKSI NASDAQ
001073530 Scynexis, Inc. USA SCYX NASDAQ
001180207 Acme United Corporation USA ACU AMEX
001185792 Lescarden Inc. USA LCAR OTHER OTC Market
001211119 Scientific Industries, Inc. USA SCND OTHER OTC Market
001211952 Church & Dwight Co., Inc. USA CHD NEW YORK STOCK EXCHANGE
001221410 Merrimack Pharmaceuticals Inc USA MACK NASDAQ
001287762 Pepsico, Inc. USA PEP NASDAQ
001288042 Campbell Soup Company USA CPB NEW YORK STOCK EXCHANGE
001288075 Whirlpool Corporation USA WHR NEW YORK STOCK EXCHANGE
001288497 Bristol-Myers Squibb Company USA BMY NEW YORK STOCK EXCHANGE
001289495 Tootsie Roll Industries, Inc. USA TR NEW YORK STOCK EXCHANGE
001292192 Becton, Dickinson and Company USA BDX NEW YORK STOCK EXCHANGE
001307081 Johnson & Johnson USA JNJ NEW YORK STOCK EXCHANGE
001307586 Archer-Daniels-Midland Company USA ADM NEW YORK STOCK EXCHANGE
001307602 Abbott Laboratories USA ABT NEW YORK STOCK EXCHANGE
001315530 Acura Pharmaceuticals, Inc. USA ACUR OTHER OTC Market
001316561 International Paper Company USA IP NEW YORK STOCK EXCHANGE
001316827 The Procter & Gamble Company USA PG NEW YORK STOCK EXCHANGE
001321611 Frequency Electronics, Inc. USA FEIM NASDAQ
001326495 Pfizer Inc. USA PFE NEW YORK STOCK EXCHANGE
001338912 CVS Health Corporation USA CVS NEW YORK STOCK EXCHANGE
001344381 Colgate-Palmolive Company USA CL NEW YORK STOCK EXCHANGE
001348093 Isomet Corporation USA IOMT OTHER OTC Market
001367960 General Electric Company USA GE NEW YORK STOCK EXCHANGE
001408673 Thermo Fisher Scientific Inc. USA TMO NEW YORK STOCK EXCHANGE
001534833 International Flavors & Fragrances Inc. USA IFF NEW YORK STOCK EXCHANGE
001567820 Alr Technologies Inc. USA ALRT OTHER OTC Market
001927102 Paradise, Inc. USA PARF OTHER OTC Market
001928035 Lancaster Colony Corporation USA LANC NASDAQ
001942283 Safeguard Scientifics, Inc. USA SFE NEW YORK STOCK EXCHANGE
002103166 Moog Inc. USA MOG.A NEW YORK STOCK EXCHANGE
002105245 Servotronics, Inc. USA SVT AMEX
002207322 Seneca Foods Corporation USA SENEA NASDAQ
002277481 Lannett Company, Inc. USA LCI NEW YORK STOCK EXCHANGE
002288975 Medifast, Inc. USA MED NEW YORK STOCK EXCHANGE
002338838 Opt-Sciences Corporation USA OPST OTHER OTC Market
002345767 Intricon Corporation USA IIN NASDAQ
002348191 Teleflex Incorporated USA TFX NEW YORK STOCK EXCHANGE
002355774 Dynasil Corporation of America USA DYSL OTHER OTC Market
002356900 Chemocentryx, Inc. USA CCXI NASDAQ
002507622 Immucell Corporation USA ICCC NASDAQ
002529463 Aoxing Pharmaceutical Company, Inc. USA AOXG OTHER OTC Market
002537152 Mdechem, Inc. USA MDKM OTHER OTC Market
002570740 Oncternal Therapeutics, Inc. USA ONCT NASDAQ
002575082 Transtech Industries, Inc. USA TRTI OTHER OTC Market
002586317 Vycor Medical, Inc. USA VYCO OTHER OTC Market

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