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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,519
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
100049207 Peak Bio Inc. USA PKBO OTHER OTC Market
100377805 Equillium Inc. USA EQ NASDAQ
10088244 Fractyl Health Inc. USA GUTS NASDAQ
101223287 Apyx Medical Corporation USA APYX NASDAQ
101241060 Response Genetics Inc. USA RGDXQ OTHER OTC Market
101248508 Hydromer Inc. USA HYDI OTHER OTC Market
101591571 Bioelectronics Corporation USA BIEL OTHER OTC Market
102054694 Amexdrug Corporation USA AXRX OTHER OTC Market
102063521 Old COPPER Company, Inc. USA JCP NEW YORK STOCK EXCHANGE
10209877 Project Sage Oldco Inc. USA SIENQ OTHER OTC Market
102099843 Heron Therapeutics Inc. USA HRTX NASDAQ
102221942 Dentsply Sirona Inc. USA XRAY NASDAQ
102242286 Spectrascience Inc. USA SCIE OTHER OTC Market
102530326 Mesa Laboratories Inc. USA MLAB NASDAQ
102560141 Cel-SCI Corporation USA CVM AMEX
102678187 Agile Therapeutics Inc. USA AGRX OTHER OTC Market
102819484 Caredx Inc. USA CDNA NASDAQ
102939048 Mendocino Brewing Company Inc USA MENB OTHER OTC Market
10299970 Sweets & Treats Inc. USA ATLT OTHER OTC Market
103046736 Mission Produce Inc. USA AVO NASDAQ
103391843 Costco Wholesale Corporation USA COST NASDAQ
103402343 National Beverage Corp. USA FIZZ NASDAQ
103670485 New York Health Care Inc. USA BBAL OTHER OTC Market
1042100 Ufp Technologies Inc. USA UFPT NASDAQ
1042472 Seaboard Corporation USA SEB AMEX
1053610 Revvity Inc. USA RVTY NEW YORK STOCK EXCHANGE
1053982 Mks Inc. USA MKSI NASDAQ
105593824 Hookipa Pharma Inc. USA HOOK NASDAQ
105645035 Redwood Group International USA RDWD OTHER OTC Market
105937669 Neuroone Medical Technologies Corporation USA NMTC NASDAQ
105940121 Irwin Naturals USA IWIN CANADIAN NATIONAL STOCK EXCHANGE
10614386 Abeona Therapeutics Inc. USA ABEO NASDAQ
10626351 Macrogenics Inc. USA MGNX NASDAQ
10634930 Ibio Inc. USA IBIO NASDAQ
10664329 Lumos Pharma Inc. USA LUMO NASDAQ
106771041 CCA Industries Inc. USA CAWW OTHER OTC Market
106939809 Zynex Inc. USA ZYXI NASDAQ
10720162 Worldwide Holdings Delaware Corp USA WWDH OTHER OTC Market
1073530 Scynexis Inc. USA SCYX NASDAQ
107512022 Perspective Therapeutics Inc. USA CATX AMEX
107927702 Franchise Marketplace International Inc. USA PRIFPJ NEW YORK STOCK EXCHANGE
107955085 Quick-Med Technologies Inc. USA QMDT OTHER OTC Market
108183757 Idexx Laboratories Inc. USA IDXX NASDAQ
108184367 Nyle International Corp. USA NYLE OTHER OTC Market
108235029 Healthwarehouse.com Inc. USA HEWA OTHER OTC Market
108870254 Icad Inc. USA ICAD NASDAQ
109127378 Granite Falls Energy LLC USA GFGY OTHER OTC Market
109177576 Domino's Pizza Inc. USA DPZ NASDAQ
10936193 KLA Corporation USA KLAC NASDAQ
109781198 Unicycive Therapeutics Inc. USA UNCY NASDAQ

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