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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,273
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
070437222 Limitless Venture Group Incorporated USA LVGI OTHER OTC Market
070561786 Seres Therapeutics, Inc. USA MCRB NASDAQ
070612127 Interactive Health Network USA IGRW OTHER OTC Market
070698087 Atlas Technology Group USA ATYG OTHER OTC Market
070952726 A D M Tronics Unlimited, Inc. USA ADMT OTHER OTC Market
071133417 Margo Caribe, Inc. USA MRGO OTHER OTC Market
071180145 Celsion Corporation USA CLSN NASDAQ
071227758 Movano Inc. USA MOVE NASDAQ
071262505 Regenerx Biopharmaceuticals, Inc. USA RGRX OTHER OTC Market
071595540 Conmed Corporation USA CNMD NEW YORK STOCK EXCHANGE
071829512 Yeti Holdings, Inc. USA YETI NEW YORK STOCK EXCHANGE
072398022 Artemis Therapeutics, Inc. USA ATMS OTHER OTC Market
072998685 Therapeuticsmd, Inc. USA TXMD NASDAQ
073659102 Biovie Inc. USA BIVI NASDAQ
073731197 Titanium Holdings Group Inc USA TTHG OTHER OTC Market
075179373 Akoya Biosciences, Inc. USA AKYA NASDAQ
075348222 Ybcc, Inc. USA YBAO OTHER OTC Market
075443246 Protokinetix Inc. USA PKTX OTHER OTC Market
075919782 Prourocare Medical Inc. USA PUMD OTHER OTC Market
076187589 Ovid Therapeutics Inc. USA OVID NASDAQ
076333934 Paratek Pharmaceuticals, Inc. USA PRTK NASDAQ
076637280 Neoimmunetech, Inc. USA 950220 KOREA EXCHANGE (KOSDAQ)
076668458 Inrad Optics, Inc. USA INRD OTHER OTC Market
076827459 Inari Medical, Inc. USA NARI NASDAQ
076834588 Checkmate Pharmaceuticals, Inc. USA CMPI NASDAQ
076860223 Gd Entertainment & Technology USA GDET OTHER OTC Market
076916246 Invacare Corporation USA IVC NEW YORK STOCK EXCHANGE
076927679 Kymera Therapeutics, Inc. USA KYMR NASDAQ
077358083 Anixa Biosciences, Inc. USA ANIX NASDAQ
077676796 Applied Molecular Transport Inc. USA AMTI NASDAQ
077726002 Oak Street Health Mso, LLC USA OSH NEW YORK STOCK EXCHANGE
077766070 Smartmetric Inc USA SMME OTHER OTC Market
078275116 BJ's Wholesale Club Holdings, Inc. USA BJ NEW YORK STOCK EXCHANGE
078282991 Caribou Biosciences, Inc. USA CRBU NASDAQ
078295148 Rocky Mountain High Brands, Inc. USA RMHB OTHER OTC Market
078311181 Premier Biomedical, Inc. USA BIEI OTHER OTC Market
078313898 Phio Pharmaceuticals Corp. USA PHIO NASDAQ
078314397 Dynamic Brands, Inc. USA ASCC OTHER OTC Market
078325220 Personalis, Inc. USA PSNL NASDAQ
078325374 Endonovo Therapeutics, Inc. USA ENDV OTHER OTC Market
078344870 Cohbar, Inc. USA CWBR NASDAQ
078362439 Celcuity Inc. USA CELC NASDAQ
078380113 LTS Nutraceuticals Inc USA QTCI OTHER OTC Market
078382732 Phoenix Life Sciences International Limited USA PLSI OTHER OTC Market
078384776 Bots, Inc. USA BTZI OTHER OTC Market
078388661 Iconic Brands, Inc. USA ICNB OTHER OTC Market
078394031 Organovo Holdings, Inc. USA ONVO NASDAQ
078402267 Barfresh Food Group Inc. USA BRFH OTHER OTC Market
078413876 Absci Corporation USA ABSI NASDAQ
078414206 Choose Rain, LLC USA RSAU OTHER OTC Market

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