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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,479
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
926599155 Nevro Corp. USA NVRO NEW YORK STOCK EXCHANGE
928418347 Enzolytics, Inc. USA ENZC OTHER OTC Market
928478064 Bab, Inc. USA BABB OTHER OTC Market
928995187 Equator Beverage Company USA MOJO OTHER OTC Market
929040079 Marizyme, Inc. USA MRZM OTHER OTC Market
929182137 Enveric Biosciences, Inc. USA ENVB NASDAQ
929582427 Global Seafood Technologies, Inc. USA GSFD OTHER OTC Market
931783505 Calidi Biotherapeutics Inc. USA CLDI AMEX
932651516 Siga Technologies, Inc. USA SIGA NASDAQ
932751733 Panache Beverage, Inc. USA WDKA OTHER OTC Market
933721433 Rockwell Medical, Inc. USA RMTI NASDAQ
933867244 Northwest Biotherapeutics Inc USA NWBO OTHER OTC Market
934000241 Leche Gloria Sociedad Anonima - Gloria S.A. PERU GLORIAI1 LIMA STOCK EXCHANGE
934000373 Quimpac S.A. PERU QUIMPAC1 LIMA STOCK EXCHANGE
934000399 Unión de Cervecerías Peruanas Backus y Johnston S.A.A. PERU BACKUAC1 LIMA STOCK EXCHANGE
934000555 Empresa Agroindustrial Tuman S.A.A. PERU TUMANC1 LIMA STOCK EXCHANGE
934000670 Empresa Agroindustrial Pomalca S.A.A. PERU POMALCC1 LIMA STOCK EXCHANGE
934001066 Bayer S.A. PERU BAYERI1 LIMA STOCK EXCHANGE
934001967 Casa Grande S.A.A. PERU CASAGRC1 LIMA STOCK EXCHANGE
934002064 Agroindustrial Laredo S.A.A. PERU LAREDOC1 LIMA STOCK EXCHANGE
934066846 Consorcio Industrial de Arequipa S.A. PERU CIAREQI1 LIMA STOCK EXCHANGE
934078320 EMPRESA AGRICOLA LA UNION S.A. PERU AUNIONC1 LIMA STOCK EXCHANGE
934126814 Laive S.A. PERU LAIVEBC1 LIMA STOCK EXCHANGE
934141623 Cervecería San Juan S.A. PERU SNJUANC1 LIMA STOCK EXCHANGE
934180100 Alicorp S.A.A. PERU ALICORC1 LIMA STOCK EXCHANGE
934333613 Agrícola Cayalti S.A.A. PERU CAYALTC1 LIMA STOCK EXCHANGE
934343260 Empresa Agraria Azucarera Andahuasi S.A.A. PERU ANDAHUC1 LIMA STOCK EXCHANGE
934593526 Agroindustrias AIB S.A. PERU AIBC1 LIMA STOCK EXCHANGE
934629866 Empresa Azucarera El Ingenio S.A. PERU INGENIC1 LIMA STOCK EXCHANGE
934736216 Agroindustrias San Jacinto S.A.A. PERU SNJACIC1 LIMA STOCK EXCHANGE
934740333 Agro Industrial Paramonga S.A.A. PERU PARAMOC1 LIMA STOCK EXCHANGE
934804618 Empresa Agricola Sintuco S.A. PERU SINTUC1 LIMA STOCK EXCHANGE
934804865 Empresa Agraria Chiquitoy S.A. PERU CHIQUIC1 LIMA STOCK EXCHANGE
934814104 Cartavio S.A.A. PERU CARTAVC1 LIMA STOCK EXCHANGE
934830449 Pesquera Exalmar S.A.A. PERU EXALMC1 LIMA STOCK EXCHANGE
934835976 Empresa Agrícola San Juan S.A. PERU ASJUANC1 LIMA STOCK EXCHANGE
934861758 Austral Group S.A.A. PERU AUSTRAC1 LIMA STOCK EXCHANGE
934865072 Central Azucarera Chucarapi Pampa Blanca S.A. PERU CHUCARC1 LIMA STOCK EXCHANGE
935000372 Industrias Ales C.A. ECUADOR IND GUAYAQUIL STOCK EXCHANGE
935004887 Cristaleria del Ecuador S.A. Cridesa ECUADOR CRS GUAYAQUIL STOCK EXCHANGE
935087106 Sociedad Agricola e Industrial San Carlos S.A. ECUADOR SCD GUAYAQUIL STOCK EXCHANGE
935101733 Cervecería Nacional CN, S.A. ECUADOR CNC GUAYAQUIL STOCK EXCHANGE
935154351 Cerro Verde Forestal S.A. Bigforest ECUADOR BIG GUAYAQUIL STOCK EXCHANGE
935194910 Grupo Empresarial Amazonas S.A. Gruamazonas ECUADOR B01 GUAYAQUIL STOCK EXCHANGE
935218545 La Reserva Forestal (Reforest) S.A. ECUADOR REF GUAYAQUIL STOCK EXCHANGE
935228044 Meriza, S.A. ECUADOR MRZ GUAYAQUIL STOCK EXCHANGE
936773170 KINO BIOTECH PTE. LTD. SINGAPORE 4154 GRE TAI SECURITY MARKET
936913045 CHINA SUNSINE CHEMICAL HOLDINGS LTD. SINGAPORE QES SINGAPORE EXCHANGE
937092245 ALLIANCE HEALTHCARE GROUP LIMITED SINGAPORE MIJ SINGAPORE EXCHANGE
937112225 OLD CHANG KEE LTD. SINGAPORE 5ML SINGAPORE EXCHANGE

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