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U.S. Department of Health and Human Services

SRO List

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Location: http://www.accessdata.fda.gov/scripts/sda/sdNavigation.cfm?sd=srolist
You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,408
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
003152968 Avinger, Inc. USA AVGR NASDAQ
003294568 Flowers Foods, Inc. USA FLO NEW YORK STOCK EXCHANGE
003296175 The Coca-Cola Company USA KO NEW YORK STOCK EXCHANGE
003354230 Sonoco Products Company USA SON NEW YORK STOCK EXCHANGE
003629432 Purple Beverage Company, Inc. USA PPBV OTHER OTC Market
003640398 Equitech Int'l Corporation USA EQTL OTHER OTC Market
003702665 Regulus Therapeutics Inc. USA RGLS NASDAQ
004071212 Lensar, Inc. USA LNSR NASDAQ
004101180 Pet Ecology Brands, Inc. USA PECD OTHER OTC Market
004135539 The Stephan Co USA SPCO OTHER OTC Market
004166005 Nordson Corporation USA NDSN NASDAQ
004243127 Sunlink Health Systems, Inc. USA SSY AMEX
004282661 Greif, Inc. USA GEF NEW YORK STOCK EXCHANGE
004327433 Kopp Glass, Inc. USA KOGL OTHER OTC Market
004461406 The J M Smucker Company USA SJM NEW YORK STOCK EXCHANGE
004580003 Applied Biocode, Inc. USA 6598 TAIWAN STOCK EXCHANGE
004627894 Preferred Commerce, Inc. USA CELV OTHER OTC Market
004709754 Deltagen, Inc. USA DGEN OTHER OTC Market
004811423 Ingredion Incorporated USA INGR NEW YORK STOCK EXCHANGE
004867198 Dillard's, Inc. USA DDS NEW YORK STOCK EXCHANGE
004949002 Pmv Pharmaceuticals, Inc. USA PMVP NASDAQ
005036330 Kewaunee Scientific Corporation USA KEQU NASDAQ
005061273 Sorrento Therapeutics, Inc. USA SRNEQ OTHER OTC Market
005092358 Darling Ingredients Inc. USA DAR NEW YORK STOCK EXCHANGE
005130182 Stepan Company USA SCL NEW YORK STOCK EXCHANGE
005146311 Baxter International Inc. USA BAX NEW YORK STOCK EXCHANGE
005213954 Oil-Dri Corporation of America USA ODC NEW YORK STOCK EXCHANGE
005356209 Kellanova USA K NEW YORK STOCK EXCHANGE
005373089 Stryker Corporation USA SYK NEW YORK STOCK EXCHANGE
005406616 Red Oak Hereford Farms Inc USA HERF OTHER OTC Market
005485859 Applied Optoelectronics, Inc. USA AAOI NASDAQ
006072136 Kimberly-Clark Corporation USA KMB NEW YORK STOCK EXCHANGE
006088884 Sensient Technologies Corporation USA SXT NEW YORK STOCK EXCHANGE
006133784 Atricure, Inc. USA ATRC NASDAQ
006147383 Hormel Foods Corporation USA HRL NEW YORK STOCK EXCHANGE
006154611 Ecolab Inc. USA ECL NEW YORK STOCK EXCHANGE
006159776 H.B. Fuller Company USA FUL NEW YORK STOCK EXCHANGE
006173082 3M Company USA MMM NEW YORK STOCK EXCHANGE
006196174 National Presto Industries, Inc. USA NPK NEW YORK STOCK EXCHANGE
006224096 Sibannac, Inc. USA SNNC OTHER OTC Market
006250740 General Mills, Inc. USA GIS NEW YORK STOCK EXCHANGE
006379812 Brown-Forman Corporation USA BF.B NEW YORK STOCK EXCHANGE
006419147 Ball Corporation USA BALL NEW YORK STOCK EXCHANGE
006421325 Eli Lilly and Company USA LLY NEW YORK STOCK EXCHANGE
006538662 Lifepoint, Inc. USA LFPI OTHER OTC Market
006891188 Milestone Scientific Inc. USA MLSS AMEX
006899173 Diadexus, Inc. USA DDXSQ OTHER OTC Market
006903702 Tyson Foods, Inc. USA TSN NEW YORK STOCK EXCHANGE
006904189 Tejon Ranch Co. USA TRC NEW YORK STOCK EXCHANGE
006906655 Calavo Growers, Inc. USA CVGW NASDAQ

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