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U.S. Department of Health and Human Services

SRO List

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Location: http://www.accessdata.fda.gov/scripts/sda/sdNavigation.cfm?sd=srolist
You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,408
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
006907042 Ducommun Incorporated USA DCO NEW YORK STOCK EXCHANGE
006914105 Limoneira Company USA LMNR NASDAQ
006921951 Alico, Inc. USA ALCO NASDAQ
006932917 Tractor Supply Company USA TSCO NASDAQ
006945443 Charlie's Holdings, Inc USA CHUC OTHER OTC Market
006946172 Dollar General Corporation USA DG NEW YORK STOCK EXCHANGE
006955215 TJX Companies, Inc., The USA TJX NEW YORK STOCK EXCHANGE
006956429 A. D. Makepeace Company USA MAKE OTHER OTC Market
006959613 Spartannash Company USA SPTN NASDAQ
006961700 Target Corporation USA TGT NEW YORK STOCK EXCHANGE
006962500 Patterson Companies, Inc. USA PDCO NASDAQ
006983720 The First Republic Corporation of America USA FRPC OTHER OTC Market
006987135 Macy's, Inc. USA M NEW YORK STOCK EXCHANGE
006989008 Phibro Animal Health Corporation USA PAHC NASDAQ
006999528 The Kroger Co USA KR NEW YORK STOCK EXCHANGE
007004745 Biomarin Pharmaceutical Inc. USA BMRN NASDAQ
007057342 Molson Coors Beverage Company USA TAP NEW YORK STOCK EXCHANGE
007072176 Scott's Liquid Gold-Inc. USA SLGD OTHER OTC Market
007133887 Paul Mueller Company USA MUEL OTHER OTC Market
007258908 Conagra Brands, Inc. USA CAG NEW YORK STOCK EXCHANGE
007334170 Pilgrim's Pride Corporation USA PPC NASDAQ
007383947 Atossa Therapeutics, Inc. USA ATOS NASDAQ
007900129 Applied Industrial Technologies, Inc. USA AIT NEW YORK STOCK EXCHANGE
007917420 Weis Markets, Inc. USA WMK NEW YORK STOCK EXCHANGE
007918048 The Bon-Ton Stores Inc USA BONTQ OTHER OTC Market
007940091 Pyxus International, Inc. USA PYYX OTHER OTC Market
007941420 Universal Corporation USA UVV NEW YORK STOCK EXCHANGE
007942915 Nordstrom, Inc. USA JWN NEW YORK STOCK EXCHANGE
007968969 Limco Del Mar Ltd USA LIDM OTHER OTC Market
008003944 Vuzix Corporation USA VUZI NASDAQ
008225658 Eyepoint Pharmaceuticals, Inc. USA EYPT NASDAQ
008237505 J. G. Boswell Company USA BWEL OTHER OTC Market
008288979 Farmer Bros. Co. USA FARM NASDAQ
008504810 MEI Pharma, Inc. USA MEIP NASDAQ
008506768 Bridgford Foods Corporation USA BRID NASDAQ
008876078 Pds Biotechnology Corporation USA PDSB NASDAQ
008923196 Jrjr33, Inc. USA JRJRQ OTHER OTC Market
009117981 Entia Biosciences Inc. USA ERGO OTHER OTC Market
009127663 Bio-RAD Laboratories, Inc. USA BIO NEW YORK STOCK EXCHANGE
009138033 The Clorox Company USA CLX NEW YORK STOCK EXCHANGE
009269445 B&G Foods, Inc. USA BGS NEW YORK STOCK EXCHANGE
009303848 Sohm, Inc. USA SHMN OTHER OTC Market
009357559 Palisade Bio, Inc. USA PALI NASDAQ
009439530 Central Garden & Pet Company USA CENT NASDAQ
009592473 Oncotelic Therapeutics, Inc. USA OTLC OTHER OTC Market
009690531 Truett-Hurst, Inc. USA THST OTHER OTC Market
010209877 Sientra, Inc. USA SIENQ OTHER OTC Market
010299970 Sweets & Treats Inc. USA ATLT OTHER OTC Market
010614386 Abeona Therapeutics Inc. USA ABEO NASDAQ
010626351 Macrogenics, Inc. USA MGNX NASDAQ

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