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U.S. Department of Health and Human Services

Post-Approval Studies (PAS) Database

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The FDA has the authority to require sponsors to perform a post-approval study (or studies) at the time of approval of a premarket approval (PMA), humanitarian device exemption (HDE), or product development protocol (PDP) application. Post-approval studies can provide patients, health care professionals, the device industry, the FDA and other stakeholders information on the continued safety and effectiveness (or continued probable benefit, in the case of an HDE) of approved medical devices. This database allows you to search Post-Approval Study information by applicant or device information.

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Registry-Based CAP Cohort and RWU Surveillances


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General
Study Status Ongoing
Application Number /
Requirement Number
P100009 S028/ PAS002
Date Original Protocol Accepted 07/26/2019
Date Current Protocol Accepted  
Study Name Registry-Based CAP Cohort and RWU Surveillances
Device Name MitraClip NT Clip Delivery System and MitraClip NTR/XTR Clip Delivery System
General Study Protocol Parameters
Study Design Comprehensive/Linked/RegistryBased Surveillance
Data Source External Registry
Comparison Group Historical Control
Analysis Type Descriptive
Study Population Adult: >21
Detailed Study Protocol Parameters
Study Objectives Comprehensive/linked/registry-based surveillances. The objectives of the surveillances are to characterize the clinical outcomes of the continued access protocol (CAP) cohort annually through 5 years post-procedure and to assess the real-world use of the commercial MitraClip System to ensure that the device is used in appropriate circumstances.
Study Population Patients with symptomatic, moderate-to-severe or severe secondary (or functional) mitral regurgitation (MR; MR greater than or equal to Grade III per American Society of Echocardiography criteria) in patients with a left ventricular ejection fraction (LVEF) greater than or equal to 20% and less than or equal to 50%, and a left ventricular end systolic dimension (LVESD) less than or equal to 70 mm whose symptoms and MR severity persist despite maximally tolerated GDMT as determined by a multidisciplinary heart team experienced in the evaluation and treatment of heart failure and mitral valve disease.
Sample Size All living CAP subjects who were enrolled at participating institutions and a total of 5000 consecutively treated patients at a minimum of 100 representative institutions across the United States.
Key Study Endpoints The clinical data through one (1) year will be collected through the TVT Registry. The follow-up data (including all-cause mortality, stroke, repeat procedure for mitral valve-related dysfunction, and hospitalization) from year 2 through year 5 post procedure will be obtained through linking the TVT data with the Centers for Medicare and Medicaid Services (CMS) claims database.
Follow-up Visits and Length of Follow-up 5 years
Interim or Final Data Summary
Interim Results COAPT CAS Cohort:
At 1-year follow up, Kaplan Meier estimated events were 24.1% death, 0.6% stroke, and 25.4% % heart failure hospitalizations. Based on reported events, 2.5% (4 of 162 subjects) experienced mitral valve reintervention.
At 4-year follow up, Kaplan Meier estimated events were 57.3% death, 2.6% stroke, and 63.2% % heart failure hospitalizations. Based on reported events, <10% (less than 11 of 107 subjects, due to CMS data (cell size) policy) experienced mitral valve reintervention.

RWU Surveillance Cohort:
At 1-year follow up, Kaplan Meier estimated events were 22.0% death, 2.4% stroke, 19.0% heart failure hospitalizations, and 3.5% need for repeat procedure for mitral valve-related dysfunction.
At. 3-year follow up, Kaplan Meier estimated events were 49.2% death, 7.7% stroke, 80.3% all-cause hospitalizations, and 7.5% need for repeat procedure for mitral valve-related dysfunction. Based on reported events, 840 patients had heart failure hospitalizations
Actual Number of Patients Enrolled COAPT Continued Access Study (CAS) Cohort = 162;
Real World Use (RWU) Surveillance Cohort = 5000
Actual Number of Sites Enrolled COAPT CAS Cohort = 32 sites;
RWU Surveillance Cohort = 406 hospitals
Patient Follow-up Rate COAPT CAS Cohort: 89% at 1 year (excluding deaths), with 5 withdraws, 2 lost-to-follow up- and 6 missed visits.

RWU Surveillance Cohort: 66% at 1 year (excluding 921 deaths), with 12 withdraws, 302 lost-to-follow up, and 1064 missed visits


Registry-Based CAP Cohort and RWU Surveillances Reporting Schedule

Reporting Schedule
Report
Date Due
FDA Receipt
Date
Applicant's Reporting Status
1 year report 03/13/2020 03/12/2020 On Time
2 year report 03/13/2021 03/11/2021 On Time
3 year report 03/13/2022 03/08/2022 On Time
4 year report 03/13/2023 02/24/2023 On Time
5 year report 03/13/2024 02/22/2024 On Time
6 year report 03/13/2025    


Contact Us

Mandated Studies Program
Food and Drug Administration
10903 New Hampshire Ave.
Silver Spring, MD 20993-0002
Email: MandatedStudiesPrograms@fda.hhs.gov

Additional Resources

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