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U.S. Department of Health and Human Services

Post-Approval Studies (PAS) Database

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The FDA has the authority to require sponsors to perform a post-approval study (or studies) at the time of approval of a premarket approval (PMA), humanitarian device exemption (HDE), or product development protocol (PDP) application. Post-approval studies can provide patients, health care professionals, the device industry, the FDA and other stakeholders information on the continued safety and effectiveness (or continued probable benefit, in the case of an HDE) of approved medical devices. This database allows you to search Post-Approval Study information by applicant or device information.

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Spatz3 Post-Approval Study


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General
Study Status Completed
Application Number /
Requirement Number
P190012 / PAS001
Date Original Protocol Accepted 10/15/2021
Date Current Protocol Accepted  
Study Name Spatz3 Post-Approval Study
Device Name Spatz3 Adjustable Balloon System
Clinical Trial Number(s) NCT02812160 
General Study Protocol Parameters
Study Design Prospective Cohort Study
Data Source New Data Collection
Comparison Group Objective Performance Criterion
Analysis Type Analytical
Study Population Adult: At least 22 yrs
Detailed Study Protocol Parameters
Study Objectives This is a single-arm, multi-center, US-based new enrollment study. The objective is to obtain data regarding the safety and effectiveness of the Spatz3 Adjustable Balloon System in the post-market space. This is an all-comer study.
Study Population Adults with a Body Mass Index (BMI) of 35.0-40.0 kg/m2 or a BMI of 30.0 to 34.9 kg/m2 with one or more major obesity-related comorbid conditions who have failed to achieve and maintain weight-loss with a supervised weight control program
Sample Size The sample size is based on the endpoint of deflation with migration. 467 subjects are needed to achieve
80% power with a lower one-sided Z test assuming a Ho rate of 1%, observed rate of 0.03%, and
alpha=0.025. Assuming a lost-to-follow-up rate of 15%, 537 subjects will need to be enrolled.
Key Study Endpoints The primary study endpoint is to demonstrate that the rate of device or procedure related SAEs is less than 8% at 8 months.
The secondary study endpoint is to demonstrate that the mean percent TBL in the effectiveness cohort is not less than 14% at eight months.
Other study endpoints (through 32 weeks) include:
• weight loss measured by percent excess weight
loss (%EWL)
• device- and/or procedure-related adverse
events with respect to severity, relationship to
the device and/or procedure, and rate of
occurrence
• Rates for the following events:
o gastric ulcers,
o esophageal injury,
o spontaneous hyperinflation*,
o microorganism growth (inside and
outside of the balloon)*,
o acute pancreatitis,
o aspiration,
o esophageal perforation,
o gastric perforation,
o bowel perforation,
o death,
o early explants,
o deflations,
o deflations with migrations, and
o deflations that are vomited
*Culturing data will be collected for balloon that spontaneously hyperinflate or have microorganism growth inside and/or outside of the balloon
Weight maintenance measured by percent excess weight loss (%EWL) and %TBL at 6 months post-explantation will be assessed on an effectiveness
cohort - patients who achieved at least 5% TBL at the end of the 8 month treatment period.
Follow-up Visits and Length of Follow-up 8 months or 14 months for patients who achieve at least 5% TBL by the end of the 8 month treatment period
Interim or Final Data Summary
Actual Number of Patients Enrolled 539
Actual Number of Sites Enrolled 23
Patient Follow-up Rate Follow-up Rate Of the 539, 417 (77.3%) completed the study at week 32 as planned, 76 (14%) had an early balloon removal due to AE and 28 (5.2%) had an early balloon removal due to other causes such as withdraw consent, relocation or reaching goal weight. 18 subjects (3.4%) were lost to follow up before week 52. 2 (0.4%) were unreachable after implantation and 16 subjects (3.0%) had incomplete study data due to site’s (13 and 14) lack of communication and monitoring.
Out of 417 subjects completed week 32, 59 (10.9%) did not reach 5 TBL% therefore did not continue to follow up. Out of the 358 (66.4%) who continued to follow up, 151 (42%) completed all 24-week follow-up period.
207 subjects (38.4%) were lost to follow-up after week 32, These subjects had undergone device removal as scheduled and subsequently became non-responsive to follow-up attempts. Because this occurred after device removal, absence of the follow up visits does not impact on the safety or efficacy analysis up to week 32.
Final Safety Findings Adverse Events (AEs) related to Spatz3 balloon treatment occurred in 17.1% of subjects. Serious AEs (SAEs) occurred in 17 (3.1%) of subjects. Overall, 69.4% of subjects experienced balloon-related AEs; 17.1% experienced severe AEs, and 2.2% experienced SAEs. The most frequent AEs were symptoms of intolerance, including nausea (49.7%), vomiting (39.5%), dyspepsia (36.9%), and abdominal discomfort (35.8%). No deaths occurred in the study. Four hyperinflation events (0.7%) were reported in the study and they occurred several months after implantation.
Final Effect Findings The mean %TBL for ITT population (n=539) was 13.2% at 32 weeks. Therefore, the study met the pre-specified endpoint of 11%. Across the 23 sites, the %TBL range from 9.2% to 17.4%.The response rate (defined as %TBL greater than or equal to 5%) was more than the 50% goal (TBL greater than or equal to 5% = 97.5% LCB = 80.0%), the observed rate of subjects who maintained 40% of the weight loss with the balloon at six months exceeded the 50% performance goal (Maintained greater than or equal to 40% weight loss = 89.3%), and the response rate (defined as EWL greater than or equal to 25%) exceeded (EWL greater than or equal to 25% = 76.4%).
Study Strengths & Weaknesses Strength: All “comers study” allows for better reflection of real-world clinical practice and results are more generalizable. Weakness: high number of deviations (missed visits/assessments)
Recommendations for Labeling Changes None


Spatz3 Post-Approval Study Reporting Schedule

Reporting Schedule
Report
Date Due
FDA Receipt
Date
Applicant's Reporting Status
6 month report 04/15/2022 04/15/2022 On Time
1 year report 10/15/2022 10/13/2022 On Time
interim report 01/10/2023 01/10/2023 On Time
interim report 04/15/2023 03/14/2023 On Time
18 month report 04/15/2023 04/14/2023 On Time
interim report 08/24/2023 08/24/2023 On Time
2 year report 10/15/2023 10/13/2023 On Time
3 year report 10/14/2024 10/10/2024 On Time
final report 03/18/2025 11/25/2025 Overdue/Received
4 year report 10/14/2025 10/14/2025 On Time


Contact Us

Mandated Studies Program
Food and Drug Administration
10903 New Hampshire Ave.
Silver Spring, MD 20993-0002
Email: MandatedStudiesPrograms@fda.hhs.gov

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