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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,405
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
633151436 Ortoma AB (Publ) SWEDEN 82Y FRANKFURT STOCK EXCHANGE
208714021 Humble & Fume Inc CANADA 2WD FRANKFURT STOCK EXCHANGE
315817023 CompuGroup Medical SE & Co. KGaA GERMANY COP FRANKFURT STOCK EXCHANGE
507124241 centrotherm international AG GERMANY CTNK FRANKFURT STOCK EXCHANGE
315768788 PAUL HARTMANN AG GERMANY PHH2 FRANKFURT STOCK EXCHANGE
341148606 MPH Health Care AG GERMANY 93M1 FRANKFURT STOCK EXCHANGE
341653502 Tonkens Agrar AG GERMANY GTK FRANKFURT STOCK EXCHANGE
316097161 Wacker Chemie AG GERMANY WCH FRANKFURT STOCK EXCHANGE
315562090 SCHWÄLBCHEN MOLKEREI Jakob Berz AG GERMANY SMB FRANKFURT STOCK EXCHANGE
313328501 creditshelf AG GERMANY CSQ FRANKFURT STOCK EXCHANGE
315013557 FRoSTA AG GERMANY NLM FRANKFURT STOCK EXCHANGE
755843120 CANN GLOBAL LIMITED AUSTRALIA 54A FRANKFURT STOCK EXCHANGE
333446941 PAION AG GERMANY PA8 FRANKFURT STOCK EXCHANGE
312970712 Voltabox AG GERMANY VBX FRANKFURT STOCK EXCHANGE
318489366 WASGAU Produktions & Handels AG GERMANY MSH FRANKFURT STOCK EXCHANGE
537356693 2invest AG GERMANY 2INV FRANKFURT STOCK EXCHANGE
321103723 STEMMER IMAGING AG GERMANY S9I FRANKFURT STOCK EXCHANGE
341956738 Sino-German United AG GERMANY SGU FRANKFURT STOCK EXCHANGE
315574269 Südwestdeutsche Salzwerke AG GERMANY SSH FRANKFURT STOCK EXCHANGE
313373455 APONTIS PHARMA Deutschland GmbH & Co. KG GERMANY APPH FRANKFURT STOCK EXCHANGE
313540638 Covestro AG GERMANY 1COV FRANKFURT STOCK EXCHANGE
343764270 HAEMATO AG GERMANY HAEK FRANKFURT STOCK EXCHANGE
313502468 HelloFresh SE GERMANY HFG FRANKFURT STOCK EXCHANGE
315299676 Veganz Group AG GERMANY VEZ FRANKFURT STOCK EXCHANGE
315033605 PARK & Bellheimer AG GERMANY PKB FRANKFURT STOCK EXCHANGE
312511881 NFON AG GERMANY NFN FRANKFURT STOCK EXCHANGE
728677261 PT. BENTOEL INTERNASIONAL INVESTAMA TBK INDONESIA LFV FRANKFURT STOCK EXCHANGE
315574371 Enapter AG GERMANY H2O FRANKFURT STOCK EXCHANGE
314365812 Dermapharm Holding SE GERMANY DMP FRANKFURT STOCK EXCHANGE
258223150 The Very Good Food Company Inc CANADA 0SI FRANKFURT STOCK EXCHANGE
315724369 Mineralbrunnen Überkingen-Teinach GmbH & Co. KGaA GERMANY MUT FRANKFURT STOCK EXCHANGE
571791685 CROSSJECT FRANCE ALCJ EURONEXT PARIS
762947828 INTERPARFUMS FRANCE ITP EURONEXT PARIS
768747370 MARIE BRIZARD WINE AND SPIRITS FRANCE MBWS EURONEXT PARIS
349060632 NEOVACS FRANCE ALNEV EURONEXT PARIS
266732778 MAAT PHARMA FRANCE MAAT EURONEXT PARIS
278262063 ABIONYX PHARMA FRANCE ABNX EURONEXT PARIS
293784893 ADVICENNE FRANCE ALDVI EURONEXT PARIS
282597160 LUMIBIRD FRANCE LBIRD EURONEXT PARIS
298744520 PLASTIC OMNIUM AUTO EXTERIEUR SERVICES FRANCE POM EURONEXT PARIS
274719066 THERACLION FRANCE ALTHE EURONEXT PARIS
504032280 GENOWAY FRANCE ALGEN EURONEXT PARIS
395424620 INTEGRAGEN FRANCE ALINT EURONEXT PARIS
285239211 ADOCIA FRANCE ADOC EURONEXT PARIS
400870870 EUROFINS SCIENTIFIC SE LUXEMBOURG ERF EURONEXT PARIS
263566268 INVENTIVA FRANCE IVA EURONEXT PARIS
291993439 IMPLANET FRANCE ALIMP EURONEXT PARIS
276432240 IKONISYS FRANCE ALIKO EURONEXT PARIS
265482871 AELIS FARMA FRANCE AELIS EURONEXT PARIS
276139537 PHAXIAM THERAPEUTICS FRANCE PHXM EURONEXT PARIS

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