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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,405
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
305238644 H. Lundbeck A/S DENMARK HLUN A COPENHAGEN STOCK EXCHANGE
305509069 Bang & Olufsen A/S DENMARK BO COPENHAGEN STOCK EXCHANGE
305498206 Bioporto A/S DENMARK BIOPOR COPENHAGEN STOCK EXCHANGE
305524696 Coloplast A/S DENMARK COLO B COPENHAGEN STOCK EXCHANGE
360329049 Ossur hf. ICELAND OSSR COPENHAGEN STOCK EXCHANGE
305756207 Danish Aerospace Company A/S DENMARK DAC COPENHAGEN STOCK EXCHANGE
586358020 Zealand Pharma A/S DENMARK ZEAL COPENHAGEN STOCK EXCHANGE
305784761 Royal Unibrew A/S DENMARK RBREW COPENHAGEN STOCK EXCHANGE
305848194 Carlsberg A/S DENMARK CARL B COPENHAGEN STOCK EXCHANGE
305896873 Stenocare A/S DENMARK STENO COPENHAGEN STOCK EXCHANGE
306979894 Virogates A/S DENMARK VIRO COPENHAGEN STOCK EXCHANGE
659411297 TEA SMALLHOLDERS FACTORIES PLC SRI LANKA TSML.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659438100 RENUKA FOODS PLC SRI LANKA COCO.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659416874 TESS AGRO LIMITED SRI LANKA TESS.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659361505 BROWN AND COMPANY PLC SRI LANKA BRWN.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659383801 NAMUNUKULA PLANTATIONS LIMITED SRI LANKA NAMU.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659390293 KELANI VALLEY PLANTATIONS PLC SRI LANKA KVAL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659363477 UNION CHEMICALS LANKA PLC SRI LANKA UCAR.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659361976 CEYLON COLD STORES SRI LANKA CCS.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659366744 NESTLE LANKA PLC SRI LANKA NEST.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659372262 C.W. MACKIE SRI LANKA CWM.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659421049 RAIGAM WAYAMBA SALTERNS LIMITED SRI LANKA RWSL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659400860 BOGAWANTALAWA TEA ESTATES PLC SRI LANKA BOPL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659416502 MADULSIMA PLANTATIONS PLC SRI LANKA MADU.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659365209 RICHARD PIERIS EXPORTS PLC SRI LANKA REXP.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659421353 ASIRI SURGICAL HOSPITAL PLC SRI LANKA AMSL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659388339 CEYLON HOSPITALS LIMITED SRI LANKA CHL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659421213 REGNIS LANKA PLC SRI LANKA REG.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659391643 CHEMANEX PLC SRI LANKA CHMX.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659391788 TOKYO CEMENT COMPANY (LANKA) SRI LANKA TKYO.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659394126 THREE ACRE FARMS PLC SRI LANKA TAFL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659377530 HATTON PLANTATIONS LIMITED SRI LANKA HPL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659392955 WATAWALA PLANTATIONS PLC SRI LANKA WATA.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659421122 KOTAGALA PLANTATIONS PLC SRI LANKA KOTA.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659392869 LION BREWERY (CEYLON) SRI LANKA LION.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659417211 KOTMALE HOLDINGS PLC SRI LANKA LAMB.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659421106 ELPITIYA PLANTATIONS PLC SRI LANKA ELPL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659391523 THE SHALIMAR (MALAY) ESTATE COMPANY LIMITED SRI LANKA SHAL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659362297 C I C HOLDINGS PLC SRI LANKA CIC.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659383769 CEYLON BREWERY LIMITED SRI LANKA BREW.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659385645 THE LANKA HOSPITALS CORPORATION PLC SRI LANKA LHCL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659364517 DISTILLERIES COMPANY OF SRI LANKA PLC SRI LANKA DIST.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659367221 MASKELIYA PLANTATIONS LIMITED SRI LANKA MASK.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659362040 DIESEL & MOTOR ENGINEERING PLC SRI LANKA DIMO.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659362222 DIPPED PRODUCTS PLC SRI LANKA DIPD.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659362917 HAYCARB PLC SRI LANKA HAYC.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659378731 NAWALOKA HOSPITAL PLC SRI LANKA NHL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659383785 KEGALLE PLANTATIONS LIMITED SRI LANKA KGAL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659384002 LANKA CERAMIC LIMITED SRI LANKA CERA.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
659384429 WALKER & GREIG LIMITED SRI LANKA GREG.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE

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