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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,405
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
257983366 Vertical Peak Holdings Inc CANADA MJMJ CANADIAN NATIONAL STOCK EXCHANGE
256787958 Abound Energy Inc. CANADA ABND CANADIAN NATIONAL STOCK EXCHANGE
204211408 Optimi Health Corp. CANADA OPTI CANADIAN NATIONAL STOCK EXCHANGE
204211973 TRYP Therapeutics Inc CANADA TRYP CANADIAN NATIONAL STOCK EXCHANGE
090466292 4front Ventures Inc USA FFNT CANADIAN NATIONAL STOCK EXCHANGE
117079450 Indus Holdings, Inc USA LOWL CANADIAN NATIONAL STOCK EXCHANGE
117984982 Ascend Wellness Holdings, Inc. USA AAWH.U CANADIAN NATIONAL STOCK EXCHANGE
204211101 Bright Minds Biosciences Inc CANADA DRUG CANADIAN NATIONAL STOCK EXCHANGE
205002583 Slang Worldwide Inc CANADA SLNG CANADIAN NATIONAL STOCK EXCHANGE
208586314 Glow Lifetech Corp CANADA GLOW CANADIAN NATIONAL STOCK EXCHANGE
203019245 MyndTec Inc CANADA MYTC CANADIAN NATIONAL STOCK EXCHANGE
203015540 Revive Therapeutics Inc CANADA RVV CANADIAN NATIONAL STOCK EXCHANGE
203713685 American Aires Inc CANADA WIFI CANADIAN NATIONAL STOCK EXCHANGE
081152714 High Street Capital Partners, LLC USA ACRG.A.U CANADIAN NATIONAL STOCK EXCHANGE
245233585 Global Hemp Group Inc CANADA GHG CANADIAN NATIONAL STOCK EXCHANGE
204213094 Christina Lake Cannabis Corp CANADA CLC CANADIAN NATIONAL STOCK EXCHANGE
243575912 Corporation Terranueva CANADA TEQ CANADIAN NATIONAL STOCK EXCHANGE
203001995 Core One Labs Inc CANADA COOL CANADIAN NATIONAL STOCK EXCHANGE
255292153 Psyched Wellness Ltd CANADA PSYC CANADIAN NATIONAL STOCK EXCHANGE
203716733 Ascent Industries Corp CANADA HERB CANADIAN NATIONAL STOCK EXCHANGE
203975313 Vext Science, Inc CANADA VEXT CANADIAN NATIONAL STOCK EXCHANGE
203819896 MPX International Corporation CANADA MPXI CANADIAN NATIONAL STOCK EXCHANGE
203788252 Red White & Bloom Brands Inc CANADA RWB CANADIAN NATIONAL STOCK EXCHANGE
204049642 Sweet Poison Spirits CANADA SPS CANADIAN NATIONAL STOCK EXCHANGE
202998266 Lobe Sciences Ltd CANADA LOBE CANADIAN NATIONAL STOCK EXCHANGE
203743570 Ayr Wellness Inc CANADA AYR.A CANADIAN NATIONAL STOCK EXCHANGE
204204502 Telescope Innovations Corp CANADA TELI CANADIAN NATIONAL STOCK EXCHANGE
204202233 Zoglo's Food Inc CANADA ZOG CANADIAN NATIONAL STOCK EXCHANGE
255352957 Cresco Labs Inc CANADA CL CANADIAN NATIONAL STOCK EXCHANGE
204207661 Boosh Plant-Based Brands Inc. CANADA VEGI CANADIAN NATIONAL STOCK EXCHANGE
204058358 Innocan Pharma Corporation CANADA INNO CANADIAN NATIONAL STOCK EXCHANGE
204204239 Danavation Technologies Corp CANADA DVN CANADIAN NATIONAL STOCK EXCHANGE
204268663 BioVaxys Technology Corp CANADA BIOV CANADIAN NATIONAL STOCK EXCHANGE
204371009 SureNano Science Ltd. CANADA SURE CANADIAN NATIONAL STOCK EXCHANGE
204326052 Yooma Wellness Inc CANADA YOOM CANADIAN NATIONAL STOCK EXCHANGE
243278370 FendX Technologies Inc. CANADA FNDX CANADIAN NATIONAL STOCK EXCHANGE
243286410 Moonbound Mining Ltd. CANADA MML CANADIAN NATIONAL STOCK EXCHANGE
204209209 Nabati Foods Global Inc CANADA MEAL CANADIAN NATIONAL STOCK EXCHANGE
259727451 PreveCeutical Medical Inc CANADA PREV CANADIAN NATIONAL STOCK EXCHANGE
116909949 Green Thumb Industries Inc. USA GTII CANADIAN NATIONAL STOCK EXCHANGE
243257443 Pangea Natural Foods Inc CANADA PNGA CANADIAN NATIONAL STOCK EXCHANGE
204208370 Pharmather Holdings Ltd CANADA PHRM CANADIAN NATIONAL STOCK EXCHANGE
204370902 Doseology Sciences Inc CANADA MOOD CANADIAN NATIONAL STOCK EXCHANGE
245233684 Eat Well Investment Group Inc CANADA EWG CANADIAN NATIONAL STOCK EXCHANGE
245259523 Harrys Manufacturing Inc CANADA HARY CANADIAN NATIONAL STOCK EXCHANGE
247369007 Canntab Therapeutics Limited CANADA PILL CANADIAN NATIONAL STOCK EXCHANGE
248465614 Hillcrest Energy Technologies Ltd CANADA HEAT CANADIAN NATIONAL STOCK EXCHANGE
204370972 ASEP Medical Holdings Inc CANADA ASEP CANADIAN NATIONAL STOCK EXCHANGE
200515728 Global Health Clinics Ltd CANADA MJRX CANADIAN NATIONAL STOCK EXCHANGE
105940121 Irwin Naturals USA IWIN CANADIAN NATIONAL STOCK EXCHANGE

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