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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,405
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
750523284 WOOLWORTHS GROUP LIMITED AUSTRALIA WOW AUSTRALIAN STOCK EXCHANGE
745822726 TRAJAN GROUP HOLDINGS LIMITED AUSTRALIA TRJ AUSTRALIAN STOCK EXCHANGE
752877464 RESPIRI LIMITED AUSTRALIA RSH AUSTRALIAN STOCK EXCHANGE
752653860 HYGROVEST LIMITED AUSTRALIA HGV AUSTRALIAN STOCK EXCHANGE
752683995 TREASURY WINE ESTATES LIMITED AUSTRALIA TWE AUSTRALIAN STOCK EXCHANGE
752954115 CLEARVUE TECHNOLOGIES LIMITED AUSTRALIA CPV AUSTRALIAN STOCK EXCHANGE
752493031 TOMBADOR IRON LIMITED AUSTRALIA TI1 AUSTRALIAN STOCK EXCHANGE
752603840 BOD SCIENCE LIMITED AUSTRALIA BOD AUSTRALIAN STOCK EXCHANGE
752784538 WELLFULLY LIMITED AUSTRALIA WFL AUSTRALIAN STOCK EXCHANGE
752990056 ANAGENICS LIMITED AUSTRALIA AN1 AUSTRALIAN STOCK EXCHANGE
752334057 AUSTCO HEALTHCARE LIMITED AUSTRALIA AHC AUSTRALIAN STOCK EXCHANGE
753170117 COLES GROUP LIMITED AUSTRALIA COL AUSTRALIAN STOCK EXCHANGE
753181213 MCPHERSON'S LIMITED AUSTRALIA MCP AUSTRALIAN STOCK EXCHANGE
752794172 ALEXIUM INTERNATIONAL GROUP LIMITED AUSTRALIA AJX AUSTRALIAN STOCK EXCHANGE
753662717 INCITEC PIVOT LIMITED AUSTRALIA IPL AUSTRALIAN STOCK EXCHANGE
753474584 ZIMI LIMITED AUSTRALIA ZMM AUSTRALIAN STOCK EXCHANGE
753564616 ONCOSIL MEDICAL LTD AUSTRALIA OSL AUSTRALIAN STOCK EXCHANGE
111831643 Candy Club Holdings, Inc. USA CLB AUSTRALIAN STOCK EXCHANGE
752251129 LBT INNOVATIONS LIMITED AUSTRALIA LBT AUSTRALIAN STOCK EXCHANGE
752026174 RETAIL FOOD GROUP LIMITED AUSTRALIA RFG AUSTRALIAN STOCK EXCHANGE
752063800 ALLEGRA MEDICAL TECHNOLOGIES LIMITED AUSTRALIA AMT AUSTRALIAN STOCK EXCHANGE
753221852 SDI LIMITED AUSTRALIA SDI AUSTRALIAN STOCK EXCHANGE
753623941 BPH GLOBAL LTD AUSTRALIA BP8 AUSTRALIAN STOCK EXCHANGE
117115748 Lumos Diagnostics, Inc. USA LDX AUSTRALIAN STOCK EXCHANGE
753170547 ORORA LIMITED AUSTRALIA ORA AUSTRALIAN STOCK EXCHANGE
754598449 ORTHOCELL LIMITED AUSTRALIA OCC AUSTRALIAN STOCK EXCHANGE
752415278 TALI DIGITAL LIMITED AUSTRALIA TD1 AUSTRALIAN STOCK EXCHANGE
752287565 XRF SCIENTIFIC LIMITED AUSTRALIA XRF AUSTRALIAN STOCK EXCHANGE
752607395 MESOBLAST LIMITED AUSTRALIA MSB AUSTRALIAN STOCK EXCHANGE
752642645 TRIVARX LTD AUSTRALIA TRI AUSTRALIAN STOCK EXCHANGE
753042357 RESONANCE HEALTH LTD AUSTRALIA RHT AUSTRALIAN STOCK EXCHANGE
752916569 PAPYRUS AUSTRALIA LTD AUSTRALIA PPY AUSTRALIAN STOCK EXCHANGE
753050236 PRESCIENT THERAPEUTICS LIMITED AUSTRALIA PTX AUSTRALIAN STOCK EXCHANGE
757601109 WINGARA AG LTD AUSTRALIA WNR AUSTRALIAN STOCK EXCHANGE
754191026 CYCLOPHARM LIMITED AUSTRALIA CYC AUSTRALIAN STOCK EXCHANGE
744047449 SKIN ELEMENTS LIMITED AUSTRALIA SKN AUSTRALIAN STOCK EXCHANGE
744510676 TELIX PHARMACEUTICALS LIMITED AUSTRALIA TLX AUSTRALIAN STOCK EXCHANGE
740037478 HEXIMA LIMITED AUSTRALIA HXL AUSTRALIAN STOCK EXCHANGE
740987722 PERCHERON THERAPEUTICS LIMITED AUSTRALIA PER AUSTRALIAN STOCK EXCHANGE
754083251 CLINICAL LABORATORIES PTY LTD AUSTRALIA ACL AUSTRALIAN STOCK EXCHANGE
754154594 BLUGLASS LIMITED AUSTRALIA BLG AUSTRALIAN STOCK EXCHANGE
754267669 CALIX LTD AUSTRALIA CXL AUSTRALIAN STOCK EXCHANGE
753247688 METCASH LIMITED AUSTRALIA MTS AUSTRALIAN STOCK EXCHANGE
751908968 Medical Developments International Limited AUSTRALIA MVP AUSTRALIAN STOCK EXCHANGE
755923760 KADDY LIMITED AUSTRALIA KDY AUSTRALIAN STOCK EXCHANGE
745257597 LINIUS TECHNOLOGIES LIMITED AUSTRALIA LNU AUSTRALIAN STOCK EXCHANGE
750105264 CLOVER CORPORATION LIMITED AUSTRALIA CLV AUSTRALIAN STOCK EXCHANGE
750551194 COCHLEAR LIMITED AUSTRALIA COH AUSTRALIAN STOCK EXCHANGE
747943582 BWX LIMITED AUSTRALIA BWX AUSTRALIAN STOCK EXCHANGE
747878648 NUCHEV LIMITED AUSTRALIA NUC AUSTRALIAN STOCK EXCHANGE

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