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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,405
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
745338652 CLEANSPACE HOLDINGS LIMITED AUSTRALIA CSX AUSTRALIAN STOCK EXCHANGE
750650926 NEUROSCIENTIFIC BIOPHARMACEUTICALS LTD AUSTRALIA NSB AUSTRALIAN STOCK EXCHANGE
747081094 ENDEAVOUR GROUP LIMITED AUSTRALIA EDV AUSTRALIAN STOCK EXCHANGE
750883667 GOOD DRINKS AUSTRALIA LTD AUSTRALIA GDA AUSTRALIAN STOCK EXCHANGE
744831038 PACT GROUP HOLDINGS LTD AUSTRALIA PGH AUSTRALIAN STOCK EXCHANGE
748018186 TRYPTAMINE THERAPEUTICS LIMITED AUSTRALIA EX1 AUSTRALIAN STOCK EXCHANGE
750922259 ZELIRA THERAPEUTICS LIMITED AUSTRALIA ZLD AUSTRALIAN STOCK EXCHANGE
750943425 DIMERIX LIMITED AUSTRALIA DXB AUSTRALIAN STOCK EXCHANGE
750967770 SCIDEV LTD AUSTRALIA SDV AUSTRALIAN STOCK EXCHANGE
750529005 DOMINION MINERALS LIMITED AUSTRALIA DLM AUSTRALIAN STOCK EXCHANGE
750613069 SILEX SYSTEMS LIMITED AUSTRALIA SLX AUSTRALIAN STOCK EXCHANGE
750777138 NAMOI COTTON LIMITED AUSTRALIA NAM AUSTRALIAN STOCK EXCHANGE
751197930 RIDLEY CORPORATION LIMITED AUSTRALIA RIC AUSTRALIAN STOCK EXCHANGE
744528210 MICROBA LIFE SCIENCES LIMITED AUSTRALIA MAP AUSTRALIAN STOCK EXCHANGE
751350208 AUSTRALIAN VINTAGE LTD AUSTRALIA AVG AUSTRALIAN STOCK EXCHANGE
751412649 AUSTRALIAN AGRICULTURAL PROJECTS LIMITED AUSTRALIA AAP AUSTRALIAN STOCK EXCHANGE
751459467 BLUECHIIP LIMITED AUSTRALIA BCT AUSTRALIAN STOCK EXCHANGE
745444344 WELLNEX LIFE LIMITED AUSTRALIA WNX AUSTRALIAN STOCK EXCHANGE
728449302 EVROFARMA S.A. GREECE EVROF ATHENS STOCK EXCHANGE
503193821 3 ALFA LTD GREECE AAAK ATHENS STOCK EXCHANGE
728432381 SARANTIS, GR., S.A. GREECE SAR ATHENS STOCK EXCHANGE
423083088 ELTON INTERNATIONAL TRADING COMPANY S.A. GREECE ELTON ATHENS STOCK EXCHANGE
728518890 KARELIA TOBACCO COMPANY INC. GREECE KARE ATHENS STOCK EXCHANGE
423077809 LAVIPHARM S.A. GREECE LAVI ATHENS STOCK EXCHANGE
499357346 KRI-KRI MILK INDUSTRY S.A. GREECE KRI ATHENS STOCK EXCHANGE
728535035 FLOUR MILLS C. SARANTOPOULOS S.A. GREECE KYSA ATHENS STOCK EXCHANGE
499342611 LOULIS FOOD INGREDIENTS S.A. GREECE KYLO ATHENS STOCK EXCHANGE
728425211 SPIROU S.A. HOUSE OF AGRICULTURE GREECE SPIR ATHENS STOCK EXCHANGE
728553111 MEDICON HELLAS S.A. GREECE MEDIC ATHENS STOCK EXCHANGE
499752504 MEDITERRA S.A. GREECE MASTIHA ATHENS STOCK EXCHANGE
499844087 LEFKOSIDIROURGIA KRITIS AVEE NEW KRETA CAN GREECE PLAKR ATHENS STOCK EXCHANGE
499551328 FLOUR MILLS KEPENOS S.A. GREECE KEPEN ATHENS STOCK EXCHANGE
728459194 KRE.KA S.A. GREECE KREKA ATHENS STOCK EXCHANGE
645223850 ARAB CENTER FOR PHARMACEUTICALS & CHEMICAL INDUSTRIES CO. JORDAN APHC AMMAN STOCK EXCHANGE
643892672 ARABIAN STEEL PIPES MANUFACTURING CO. JORDAN ASPMM AMMAN STOCK EXCHANGE
558778644 NUTRI DAR JORDAN NDAR AMMAN STOCK EXCHANGE
644955239 NATIONAL POULTRY JORDAN NATP AMMAN STOCK EXCHANGE
643617210 GENERAL INVESTMENTS CO. LTD JORDAN GENI AMMAN STOCK EXCHANGE
644989584 JORDAN INDUSTRIAL RESOURCES CO LTD JORDAN JOIR AMMAN STOCK EXCHANGE
552254997 ALAHLIA JORDAN ABLA AMMAN STOCK EXCHANGE
644616609 HAYAT PHARMACEUTICAL INDUSTRIES COMPANY PLC JORDAN HPIC AMMAN STOCK EXCHANGE
645241225 THE ARAB PESTICIDES AND VETERINARY DRUGS MFG. CO JORDAN MBED AMMAN STOCK EXCHANGE
534660555 JORDAN VEGETABLE OIL INDUSTRIES CO. LTD JORDAN JVOI AMMAN STOCK EXCHANGE
552673626 JORDANIAN DUTY FREE SHOPS JORDAN JDFS AMMAN STOCK EXCHANGE
644461352 SINIORA FOOD INDUSTRIES P.L.C JORDAN SNRA AMMAN STOCK EXCHANGE
534682518 INTERNATIONAL JORDANIAN FOR INVESTMENT & TRADE JORDAN JITC AMMAN STOCK EXCHANGE
534685214 AL-EQBAL INVESTMENT CO. (PLC) JORDAN EICO AMMAN STOCK EXCHANGE
542619226 JORDAN POULTRY PROCESSING & MARKETING CO. LTD JORDAN JPPC AMMAN STOCK EXCHANGE
631176674 THE INDUSTRIAL COMMERCIAL & AGRICULTURAL COMPANY JORDAN ICAG AMMAN STOCK EXCHANGE
542619945 UNION TOBACCO AND CIGARETTE INDUSTRIES JORDAN UTOB AMMAN STOCK EXCHANGE

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