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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,405
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
557942558 GHITHA HOLDING P.J.S.C. UNITED ARAB EMIRATES GHITHA ABU DHABI STOCK EXCHANGE
643444714 RAPCO INVESTMENT P.S.C UNITED ARAB EMIRATES RAPCO ABU DHABI STOCK EXCHANGE
645045188 GULF PHARMACEUTICAL INDUSTRIES JULPHAR CO PUBLIC JSC UNITED ARAB EMIRATES JULPHAR ABU DHABI STOCK EXCHANGE
340822384 BioNTech SE GERMANY
117759760 BR Brands, LLC USA

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