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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,891
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
560797080 Zhejiang Power New Energy Co., Ltd. CHINA 688184 SHANGHAI STOCK EXCHANGE
56088469 Tempest Therapeutics, Inc. USA TPST NASDAQ
561009819 Juheshun Advanced Material Co.,Ltd. CHINA 605166 SHANGHAI STOCK EXCHANGE
561210503 SOCIETE D'ARTICLES HYGIENIQUES TUNISIA SAH BOURSE DE TUNIS
561261177 AFRICURE PHARMACEUTICALS LTD MAURITIUS AFRP.N0000 MAURITIUS STOCK EXCHANGE
561374924 SOCIETE DES CAOUTCHOUCS DE GRAND-BEREBY SA IVORY COAST SOGC BOURSE REGIONALE DES VALEURS MOBILIERES
561385287 UNION COOP CO. OP. UNITED ARAB EMIRATES UNIONCOOP DUBAI FINANCIAL MARKET
561446134 UNIKAI FOODS P.J.S.C. UNITED ARAB EMIRATES UNIKAI DUBAI FINANCIAL MARKET
561473658 EMIRATES REEM INVESTMENTS COMPANY P.J.S.C. UNITED ARAB EMIRATES ERC DUBAI FINANCIAL MARKET
561478926 MAIR GROUP - P.J.S.C UNITED ARAB EMIRATES MAIR ABU DHABI STOCK EXCHANGE
561795027 UNITED FOODS CO. (PSC) UNITED ARAB EMIRATES UFC DUBAI FINANCIAL MARKET
561796630 AGARAPATANA PLANTATIONS LTD SRI LANKA AGPL.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
561801951 NAQI WATER CO. SAUDI ARABIA 2282 SAUDI STOCK EXCHANGE
561803019 SAL SAUDI LOGISTICS SERVICES COMPANY SAUDI ARABIA 4263 SAUDI STOCK EXCHANGE
561865220 BALADNA Q.P.S.C. QATAR BLDN QATAR STOCK EXCHANGE
561980285 Nordic Halibut AS NORWAY NOHAL OSLO STOCK EXCHANGE
562026377 Leroy Seafood Group ASA NORWAY LSG OSLO STOCK EXCHANGE
56354640 Quest Diagnostics Incorporated USA DGX NEW YORK STOCK EXCHANGE
5637257 Nika Pharmaceuticals, Inc. USA NIKA OTHER OTC Market
56425432 Lee Pharmaceuticals USA RONN OTHER OTC Market
564313074 PT CERESTAR INDONESIA TBK INDONESIA TRGU INDONESIA STOCK EXCHANGE
564327983 PT MULIA BOGA RAYA TBK INDONESIA KEJU INDONESIA STOCK EXCHANGE
564387146 PT MULTI MEDIKA INTERNASIONAL TBK INDONESIA MMIX INDONESIA STOCK EXCHANGE
564419137 PT BRIGIT BIOFARMAKA TEKNOLOGI TBK INDONESIA OBAT INDONESIA STOCK EXCHANGE
564627185 ACQUAZZURRA SPA ITALY ACQ ITALIAN SE (MERCATO CONTINUO ITALIA)
564639395 PT AMAN AGRINDO TBK INDONESIA GULA INDONESIA STOCK EXCHANGE
564693149 PT CILACAP SAMUDERA FISHING INDUSTRY TBK INDONESIA ASHA INDONESIA STOCK EXCHANGE
564729265 PT GRAHA PRIMA MENTARI TBK INDONESIA GRPM INDONESIA STOCK EXCHANGE
564993942 ARTERRA BIOSCIENCE SPA IN BREVE ARTERRABIO SPA ITALY ARBS ITALIAN SE (MERCATO CONTINUO ITALIA)
565005577 PT PULAU SUBUR TBK INDONESIA PTPS INDONESIA STOCK EXCHANGE
565006099 PT RAJA ROTI CEMERLANG TBK INDONESIA BRRC INDONESIA STOCK EXCHANGE
565244813 VALIANT LABORATORIES LIMITED INDIA 543998 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
565271208 SAFA SYSTEMS & TECHNOLOGIES LIMITED INDIA 543461 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
565406188 BRITISH AMERICAN TOBACCO ZIMBABWE (HOLDINGS) LTD ZIMBABWE BAT.ZW ZIMBABWE STOCK EXCHANGE
565418514 DELTA CORPORATION LTD ZIMBABWE DLTA.ZW ZIMBABWE STOCK EXCHANGE
565424694 MEGAMEDSOFT, OOO RUSSIAN FEDERATION SEED.ZW ZIMBABWE STOCK EXCHANGE
565424848 MEDITERA TIBBI MALZEME SANAYI VE TICARET ANONIM SIRKETI TURKIYE MEDTR ISTANBUL STOCK EXCHANGE
565437279 MITROSREM AD SREMSKA MITROVICA SERBIA MITRS BELGRADE STOCK EXCHANGE
565438744 VODA VRNJCI AD VRNJACKA BANJA SERBIA VDAV BELGRADE STOCK EXCHANGE
565490427 EKOCORP PLC NIGERIA EKOCORP THE NIGERIAN STOCK EXCHANGE
565492197 AFRICAN DISTILLERS LTD ZIMBABWE AFDS.ZW ZIMBABWE STOCK EXCHANGE
565507626 FAN MILK PLC GHANA FML GHANA STOCK EXCHANGE
565518487 OFIS YEM GIDA SANAYI TICARET ANONIM SIRKETI TURKIYE OFSYM ISTANBUL STOCK EXCHANGE
565519399 SUCRIVOIRE SA IVORY COAST SCRC BOURSE REGIONALE DES VALEURS MOBILIERES
565527699 SELVA GIDA SANAYI ANONIM SIRKETI TURKIYE SELVA ISTANBUL STOCK EXCHANGE
565527838 TANGANDA TEA COMPANY LIMITED ZIMBABWE TANGANDA ZIMBABWE STOCK EXCHANGE
565535734 DIOD, PAO RUSSIAN FEDERATION DIOD Moscow Exchange
565538605 ROSINTER RESTORANTS KHOLDING, PAO RUSSIAN FEDERATION ROST Moscow Exchange
565546533 EKIZ KIMYA SANAYI VE TICARET ANONIM SIRKETI TURKIYE EKIZ ISTANBUL STOCK EXCHANGE
565553005 ZAMBEEF PRODUCTS PLC ZAMBIA ZAM LONDON STOCK EXCHANGE (LON)

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