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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,408
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
313540638 Covestro AG GERMANY 1COV FRANKFURT STOCK EXCHANGE
312511881 NFON AG GERMANY NFN FRANKFURT STOCK EXCHANGE
315013557 FRoSTA AG GERMANY NLM FRANKFURT STOCK EXCHANGE
315562090 SCHWÄLBCHEN MOLKEREI Jakob Berz AG GERMANY SMB FRANKFURT STOCK EXCHANGE
315817023 CompuGroup Medical SE & Co. KGaA GERMANY COP FRANKFURT STOCK EXCHANGE
329964501 Medios AG GERMANY ILM1 FRANKFURT STOCK EXCHANGE
313373455 APONTIS PHARMA Deutschland GmbH & Co. KG GERMANY APPH FRANKFURT STOCK EXCHANGE
507124241 centrotherm international AG GERMANY CTNK FRANKFURT STOCK EXCHANGE
341653502 Tonkens Agrar AG GERMANY GTK FRANKFURT STOCK EXCHANGE
315299676 Veganz Group AG GERMANY VEZ FRANKFURT STOCK EXCHANGE
312970712 Voltabox AG GERMANY VBX FRANKFURT STOCK EXCHANGE
537356693 2invest AG GERMANY 2INV FRANKFURT STOCK EXCHANGE
333446941 PAION AG GERMANY PA8 FRANKFURT STOCK EXCHANGE
728677261 PT. BENTOEL INTERNASIONAL INVESTAMA TBK INDONESIA LFV FRANKFURT STOCK EXCHANGE
313502468 HelloFresh SE GERMANY HFG FRANKFURT STOCK EXCHANGE
755843120 CANN GLOBAL LIMITED AUSTRALIA 54A FRANKFURT STOCK EXCHANGE
314365812 Dermapharm Holding SE GERMANY DMP FRANKFURT STOCK EXCHANGE
341956738 Sino-German United AG GERMANY SGU FRANKFURT STOCK EXCHANGE
315768788 PAUL HARTMANN AG GERMANY PHH2 FRANKFURT STOCK EXCHANGE
318489366 WASGAU Produktions & Handels AG GERMANY MSH FRANKFURT STOCK EXCHANGE
313328501 creditshelf AG GERMANY CSQ FRANKFURT STOCK EXCHANGE
315724369 Mineralbrunnen Überkingen-Teinach GmbH & Co. KGaA GERMANY MUT FRANKFURT STOCK EXCHANGE
276432240 IKONISYS FRANCE ALIKO EURONEXT PARIS
265482871 AELIS FARMA FRANCE AELIS EURONEXT PARIS
276816717 BIOMERIEUX SA FRANCE BIM EURONEXT PARIS
400870870 EUROFINS SCIENTIFIC SE LUXEMBOURG ERF EURONEXT PARIS
439841766 GLASS TO POWER SPA ITALY MLGLA EURONEXT PARIS
390432313 METABOLIC EXPLORER FRANCE METEX EURONEXT PARIS
392332032 CELLECTIS FRANCE ALCLS EURONEXT PARIS
278145115 LVMH MOET HENNESSY LOUIS VUITTON FRANCE MC EURONEXT PARIS
739980787 SANOFI FRANCE SAN EURONEXT PARIS
275642270 PERNOD RICARD FRANCE RI EURONEXT PARIS
277373213 ESSILORLUXOTTICA FRANCE EL EURONEXT PARIS
275242634 DANONE FRANCE BN EURONEXT PARIS
285144767 I.CERAM FRANCE ALICR EURONEXT PARIS
285664285 QUANTUM GENOMICS FRANCE ALQGC EURONEXT PARIS
275268316 MALTERIES FRANCO BELGES FRANCE MALT EURONEXT PARIS
298411575 MCPHY ENERGY FRANCE MCPHY EURONEXT PARIS
395424620 INTEGRAGEN FRANCE ALINT EURONEXT PARIS
391131062 SA GENFIT FRANCE GNFT EURONEXT PARIS
265867373 VALBIOTIS FRANCE ALVAL EURONEXT PARIS
261875917 SAFE FRANCE ALSAF EURONEXT PARIS
260142879 CARMAT FRANCE ALCAR EURONEXT PARIS
260352558 GLOBAL BIOENERGIES FRANCE ALGBE EURONEXT PARIS
275252161 ABL DIAGNOSTICS FRANCE ABLD EURONEXT PARIS
394136118 MAUNA KEA TECHNOLOGIES FRANCE ALMKT EURONEXT PARIS
260471081 LOMBARD ET MEDOT FRANCE MLCAC EURONEXT PARIS
502848153 VRANKEN-POMMERY MONOPOLE FRANCE VRAP EURONEXT PARIS
267294486 TRANSGENE FRANCE TNG EURONEXT PARIS
282597160 LUMIBIRD FRANCE LBIRD EURONEXT PARIS

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