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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  9,876
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
543063330 Shenzhen SEICHI Technologies Co., Ltd. CHINA 688627 SHANGHAI STOCK EXCHANGE
543043372 Jiamei Food Packaging (Chuzhou) Co.,Ltd. CHINA 2969 SHENZHEN STOCK EXCHANGE
421369136 Shanghai Putailai New Energy Technology Co.,Ltd. CHINA 603659 SHANGHAI STOCK EXCHANGE
544847309 Konfoong Materials International Co., Ltd CHINA 300666 SHENZHEN STOCK EXCHANGE
544380655 Anhui Huaren Health Pharmaceutical Co., Ltd. CHINA 301408 SHENZHEN STOCK EXCHANGE
544493486 Shanghai Boxun Medical Biological Instrument Corp. CHINA 836504 Beijing Stock Exchange
544520750 Enwei Pharmaceutical Co.,Ltd. CHINA 301331 SHENZHEN STOCK EXCHANGE
544349468 Aofu Environmental Technology Co., Ltd. CHINA 688021 SHANGHAI STOCK EXCHANGE
653906693 Hisense Visual Technology Co., Ltd. CHINA 600060 SHANGHAI STOCK EXCHANGE
544783640 China National Complete Plant Import & Export Corporation Limited CHINA 151 SHENZHEN STOCK EXCHANGE
544784697 Hangzhou Oxygen Plant Group Co.,Ltd. CHINA 2430 SHENZHEN STOCK EXCHANGE
544824105 Advanced Technology & Materials Co., Ltd. CHINA 969 SHENZHEN STOCK EXCHANGE
544825607 Shanghai Shenqi Pharmaceutical Investment Management Co.,Ltd. CHINA 600613 SHANGHAI STOCK EXCHANGE
544825680 GuangYuYuan Chinese Herbal Medicine Co.,Ltd. CHINA 600771 SHANGHAI STOCK EXCHANGE
544705072 Hunan Corun New Energy Co., Ltd. CHINA 600478 SHANGHAI STOCK EXCHANGE
544721350 Shandong Huatai Paper Industry Shareholding Co.,Ltd. CHINA 600308 SHANGHAI STOCK EXCHANGE
541107888 Jiangsu Yahong Meditech Co., Ltd. CHINA 688176 SHANGHAI STOCK EXCHANGE
544503034 ASR Microelectronics Co., Ltd. CHINA 688220 SHANGHAI STOCK EXCHANGE
529710045 Guangdong Senssun Weighing Apparatus Group LTD. CHINA 2870 SHENZHEN STOCK EXCHANGE
420104128 Hubei Jiuzhiyang Infrared System Co., Ltd CHINA 300516 SHENZHEN STOCK EXCHANGE
420156374 Anhui Huangshan Capsule Co.,Ltd. CHINA 2817 SHENZHEN STOCK EXCHANGE
543022457 Shandong Xiantan Co., Ltd. CHINA 2746 SHENZHEN STOCK EXCHANGE
560246778 Chengdu EASTON Biopharmaceuticals Co.,Ltd. CHINA 688513 SHANGHAI STOCK EXCHANGE
560219402 OBiO Technology (Shanghai) Corp.,Ltd CHINA 688238 SHANGHAI STOCK EXCHANGE
544807928 Guobang Pharma Ltd. CHINA 605507 SHANGHAI STOCK EXCHANGE
530427038 Great-Sun Foods Co.,Ltd. CHINA 603336 SHANGHAI STOCK EXCHANGE
530478916 Shanghai Sinyang Semiconductor Materials Co., Ltd. CHINA 300236 SHENZHEN STOCK EXCHANGE
530699867 YANTAI SHUANGTA FOOD CO.,LTD. CHINA 2481 SHENZHEN STOCK EXCHANGE
654681733 Gansu Yasheng Industrial (Group) Co.,Ltd. CHINA 600108 SHANGHAI STOCK EXCHANGE
544847676 Kangmei Pharmaceutical Co.,Ltd. CHINA 600518 SHANGHAI STOCK EXCHANGE
654026244 Dezhan Healthcare Company Limited. CHINA 813 SHENZHEN STOCK EXCHANGE
654060169 Zhuhai Speedbird Pvc Film Laminated Metal Sheet Co.,ltd. CHINA 831768 SHANGHAI STOCK EXCHANGE
654079425 Luzhou Laojiao Co.,Ltd CHINA 568 SHENZHEN STOCK EXCHANGE
543046079 Shenzhen Rongda Photosensitive & Technology Co.,Ltd. CHINA 300576 SHENZHEN STOCK EXCHANGE
542947801 Tinavi Medical Technologies Co.,Ltd. CHINA 688277 SHANGHAI STOCK EXCHANGE
541881213 Guangdong Dtech Technology Co., Ltd. CHINA 301377 SHENZHEN STOCK EXCHANGE
542496788 Shanghai Anlogic Infotech Co., Ltd. CHINA 688107 SHANGHAI STOCK EXCHANGE
544746712 Hongbaoli Group Corporation,Ltd. CHINA 2165 SHENZHEN STOCK EXCHANGE
544748148 Guangdong Fenghua Advanced Technology (Holding) Co., Ltd. CHINA 636 SHENZHEN STOCK EXCHANGE
420910489 Hubei Goto Biopharm Co., Ltd. CHINA 300966 SHENZHEN STOCK EXCHANGE
541056055 Wuxi Delinhai Environmental Technology Co., Ltd. CHINA 688069 SHANGHAI STOCK EXCHANGE
544308155 JIAXING ZMAX OPTECH CO., LTD CHINA 688307 SHANGHAI STOCK EXCHANGE
544366827 TES Touch Embedded Solutions (Xiamen) Co., Ltd. CHINA 3019 SHENZHEN STOCK EXCHANGE
544784853 Renrenle Commercial Group Co.,Ltd. CHINA 2336 SHENZHEN STOCK EXCHANGE
544713352 Sinocare Inc. CHINA 300298 SHENZHEN STOCK EXCHANGE
529701499 Beijing Beetech Inc. CHINA 300667 SHENZHEN STOCK EXCHANGE
544619547 Shanghai Jiaoda Onlly Co., Ltd. CHINA 600530 SHANGHAI STOCK EXCHANGE
544339590 Tianshui Zhongxing Bio-technology Co., Ltd. CHINA 2772 SHENZHEN STOCK EXCHANGE
544349086 Chengdu Okay Pharmaceutical Co.,Ltd CHINA 833230 Spot Regulated Market - BVB
560078042 Tianqi Lithium Co.,ltd. CHINA 2466 SHENZHEN STOCK EXCHANGE

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