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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
934333613 Empresa Agroindustrial Cayaltí S.A.A. PERU CAYALTC1 LIMA STOCK EXCHANGE
934343260 Empresa Agraria Azucarera Andahuasi S.A.A. PERU ANDAHUC1 LIMA STOCK EXCHANGE
934593526 Agroindustrias AIB S.A. PERU AIBC1 LIMA STOCK EXCHANGE
934629866 Empresa Azucarera El Ingenio S.A. PERU INGENIC1 LIMA STOCK EXCHANGE
934736216 Agroindustrias San Jacinto S.A.A. PERU SNJACIC1 LIMA STOCK EXCHANGE
934740333 Agro Industrial Paramonga S.A.A. PERU PARAMOC1 LIMA STOCK EXCHANGE
934804618 Empresa Agricola Sintuco S.A. PERU SINTUC1 LIMA STOCK EXCHANGE
934804865 Empresa Agraria Chiquitoy S.A. PERU CHIQUIC1 LIMA STOCK EXCHANGE
934814104 Cartavio S.A.A. PERU CARTAVC1 LIMA STOCK EXCHANGE
934830449 Pesquera Exalmar S.A.A. PERU EXALMC1 LIMA STOCK EXCHANGE
934835976 Empresa Agrícola San Juan S.A. PERU ASJUANC1 LIMA STOCK EXCHANGE
934861758 Austral Group S.A.A. PERU AUSTRAC1 LIMA STOCK EXCHANGE
934865072 Central Azucarera Chucarapi Pampa Blanca S.A. PERU CHUCARC1 LIMA STOCK EXCHANGE
935000372 Industrias Ales C.A. ECUADOR IND GUAYAQUIL STOCK EXCHANGE
935004887 Cristaleria del Ecuador S.A. Cridesa ECUADOR CRS GUAYAQUIL STOCK EXCHANGE
935087106 Sociedad Agricola e Industrial San Carlos S.A. ECUADOR SCD GUAYAQUIL STOCK EXCHANGE
935101733 Cervecería Nacional CN, S.A. ECUADOR CNC GUAYAQUIL STOCK EXCHANGE
935154351 Cerro Verde Forestal S.A. Bigforest ECUADOR BIG GUAYAQUIL STOCK EXCHANGE
935194910 Grupo Empresarial Amazonas S.A. Gruamazonas ECUADOR B01 GUAYAQUIL STOCK EXCHANGE
935218545 La Reserva Forestal (Reforest) S.A. ECUADOR REF GUAYAQUIL STOCK EXCHANGE
935228044 Meriza, S.A. ECUADOR MRZ GUAYAQUIL STOCK EXCHANGE
936773170 KINO BIOTECH PTE. LTD. SINGAPORE 4154 GRE TAI SECURITY MARKET
936913045 CHINA SUNSINE CHEMICAL HOLDINGS LTD. SINGAPORE QES SINGAPORE EXCHANGE
937092245 ALLIANCE HEALTHCARE GROUP LIMITED SINGAPORE MIJ SINGAPORE EXCHANGE
937112225 OLD CHANG KEE LTD. SINGAPORE 5ML SINGAPORE EXCHANGE
937113061 FIRST RESOURCES LIMITED SINGAPORE EB5 SINGAPORE EXCHANGE
937161052 IX BIOPHARMA LTD. SINGAPORE 42C SINGAPORE EXCHANGE
937333367 SINO GRANDNESS FOOD INDUSTRY GROUP LIMITED SINGAPORE T4B SINGAPORE EXCHANGE
937502573 Pacifichealth Laboratories. Inc. USA PHLI OTHER OTC Market
937562890 Assertio Therapeutics, Inc. USA ASRT NASDAQ
938647021 Intuitive Surgical, Inc. USA ISRG NASDAQ
941093408 One Bio, Corp. USA ONBI OTHER OTC Market
941332913 Vapor Group, Inc. USA VPOR OTHER OTC Market
942858176 Correlate Infrastructure Partners, Inc USA CIPI OTHER OTC Market
943556183 United Natural Foods, Inc. USA UNFI NEW YORK STOCK EXCHANGE
943561720 Tupperware Brands Corporation USA TUP NEW YORK STOCK EXCHANGE
943565028 Enanta Pharmaceuticals, Inc. USA ENTA NASDAQ
943786657 Graphic Packaging Holding Company USA GPK NEW YORK STOCK EXCHANGE
944014133 Alpha Teknova, Inc. USA TKNO NASDAQ
944546089 Syndax Pharmaceuticals, Inc. USA SNDX NASDAQ
945405116 Harvard Bioscience, Inc. USA HBIO NASDAQ
946387284 Realbiz Media Group, Inc. USA VRUS OTHER OTC Market
946539525 Petmed Express, Inc. USA PETS NASDAQ
947375192 Via Pharmaceuticals, Inc. USA VIAP OTHER OTC Market
947830931 Cyclacel Pharmaceuticals, Inc. USA CYCC NASDAQ
949059179 Trees Corporation USA CANN OTHER OTC Market
954529025 EL MASREYA COMPANY FOR DAIRY PRODUCTS EGYPT JUFO THE EGYPTIAN EXCHANGE
954578147 DANGOTE SUGAR REFINERY PLC NIGERIA DSRP THE NIGERIAN STOCK EXCHANGE
957126931 Option Care Health, Inc. USA OPCH NASDAQ
957536014 Neurometrix, Inc. USA NURO NASDAQ

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