You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME 010634930
Ibio, Inc.
USA
IBIO
AMEX 010664329
Lumos Pharma, Inc.
USA
LUMO
NASDAQ 010720162
Worldwide Holdings Delaware Corp
USA
WWDH
OTHER OTC Market 010936193
KLA Corporation
USA
KLAC
NASDAQ 011150585
Fate Therapeutics, Inc.
USA
FATE
NASDAQ 011370572
Histogen Therapeutics Inc.
USA
HSTO
OTHER OTC Market 011467716
Atea Pharmaceuticals, Inc.
USA
AVIR
NASDAQ 011567735
Agios Pharmaceuticals, Inc.
USA
AGIO
NASDAQ 011597958
Igm Biosciences, Inc.
USA
IGMS
NASDAQ 011634268
Igene Biotechnology, Inc.
USA
IGNE
OTHER OTC Market 011920959
1812 Brewing Company, Inc.
USA
KEGS
OTHER OTC Market 012043055
Bioqual, Inc.
USA
BIOQ
OTHER OTC Market 012310832
Weed, Inc.
USA
BUDZ
OTHER OTC Market 012419779
Inspire Medical Systems, Inc.
USA
INSP
NEW YORK STOCK EXCHANGE 012430880
Henry Schein, Inc.
USA
HSIC
NASDAQ 012729062
Medirect Latino Inc.
USA
MLTO
OTHER OTC Market 012835406
Glaukos Corporation
USA
GKOS
NEW YORK STOCK EXCHANGE 013308119
Repligen Corporation
USA
RGEN
NASDAQ 013831768
Align Technology, Inc.
USA
ALGN
NASDAQ 013855350
United Cannabis Corporation
USA
CNABQ
OTHER OTC Market 013887909
Forte Biosciences, Inc.
USA
FBRX
NASDAQ 013888820
Viyya Technologies Inc
USA
AECX
OTHER OTC Market 013954624
Statsure Diagnostic Systems
USA
SSUR
OTHER OTC Market 014520584
Surgalign Spine Technologies, Inc.
USA
RT2
BOERSE STUTTGART 014578892
Rite Aid Corporation
USA
RADCQ
OTHER OTC Market 015091395
Vyant Bio, Inc.
USA
1C80
BOERSE STUTTGART 015266011
Entest Group, Inc.
USA
ETNI
OTHER OTC Market 015485484
Aileron Therapeutics, Inc.
USA
ALRN
NASDAQ 015574762
Ocugen, Inc.
USA
OCGN
NASDAQ 015664551
Verrica Pharmaceuticals Inc.
USA
VRCA
NASDAQ 015705677
Viewray, Inc.
USA
VRAYQ
OTHER OTC Market 016340288
Ocuphire Pharma, Inc.
USA
OCUP
NASDAQ 016412260
Adverum Biotechnologies, Inc.
USA
ADVM
NASDAQ 016646472
Procept Biorobotics Corporation
USA
PRCT
NASDAQ 016694364
Glass House Brands Inc.
USA
GLAS.A.U
AEQUITAS NEO EXCHANGE 016775829
Apple Rush Company, Inc.
USA
APRU
OTHER OTC Market 017783369
Vital Farms, Inc.
USA
VITL
NASDAQ 018208647
Veracyte, Inc.
USA
VCYT
NASDAQ 018810767
Agriteck Holdings, Inc
USA
AGTK
OTHER OTC Market 018916838
Viracta Therapeutics, Inc.
USA
VIRX
NASDAQ 018959889
Capricor Therapeutics, Inc.
USA
CAPR
NASDAQ 018962756
Natera, Inc.
USA
NTRA
NASDAQ 019843570
Progressive Care Inc.
USA
RXMD
OTHER OTC Market 019932783
Processa Pharmaceuticals, Inc.
USA
PCSA
NASDAQ 020071912
Crimson Wine Group, Ltd.
USA
CWGL
OTHER OTC Market 020084453
Gsrx Industries Inc.
USA
GSRX
OTHER OTC Market 020099817
Pacific Ventures Group, Inc.
USA
PACVD
OTHER OTC Market 020206979
Home Bistro, Inc.
USA
HBIS
OTHER OTC Market 020238841
Htg Molecular Diagnostics, Inc.
USA
HTGMQ
OTHER OTC Market 020369745
Cyclo Therapeutics, Inc.
USA
CYTH
NASDAQ
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