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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
565900144 AD RATAR PANCEVO SERBIA RTAR BELGRADE STOCK EXCHANGE
650639115 ADOR MULTI PRODUCTS LIMITED INDIA 523120 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
755588865 ADORE BEAUTY PTY LIMITED AUSTRALIA ABY AUSTRALIAN STOCK EXCHANGE
095087400 Adorbs Inc. USA ADOB OTHER OTC Market
285239211 ADOCIA FRANCE ADOC EURONEXT PARIS
360271130 AD NOVA PESCARA DELIBLATO SERBIA NPSC BELGRADE STOCK EXCHANGE
070952726 A D M Tronics Unlimited, Inc. USA ADMT OTHER OTC Market
360257987 AD MORAVA ZABARI SERBIA MRZB BELGRADE STOCK EXCHANGE
315016097 ADM Hamburg AG GERMANY OEL HAMBURG STOCK EXCHANGE
969455026 Adma Biologics, Inc. USA ADMA NASDAQ
426792357 ADIUVO INVESTMENTS S A POLAND ADV WARSAW STOCK EXCHANGE
081267041 Aditxt, Inc. USA ADTX NASDAQ
657667952 ADIMMUNE CORPORATION TAIWAN 4142 TAIWAN STOCK EXCHANGE
079609805 Adicet Bio, Inc. USA ACET NASDAQ
080913748 Adial Pharmaceuticals, Inc. USA ADIL NASDAQ
590654401 ADHERIUM (NZ) LIMITED NEW ZEALAND ADRDA AUSTRALIAN STOCK EXCHANGE
650350127 ADF FOODS LIMITED INDIA 519183 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
690571187 ADEKA CORPORATION JAPAN 4401 TOKYO STOCK EXCHANGE
356346106 ADDvise Group AB (publ) SWEDEN ADDV A STOCKHOLM STOCK EXCHANGE
352721055 AddLife AB SWEDEN ALIF B STOCKHOLM STOCK EXCHANGE
873827994 ADD-SHOP E-RETAIL LIMITED INDIA 541865 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
486023364 ADC Therapeutics SA SWITZERLAND ADCT NEW YORK STOCK EXCHANGE
565914616 AD COKOLEND PARACIN SERBIA COKO BELGRADE STOCK EXCHANGE
688713049 ADBIOTECH CO., LTD. KOREA REP OF 179530 KOREA EXCHANGE (KOSDAQ)
360271681 AD BACKA SIVAC SERBIA BCKA BELGRADE STOCK EXCHANGE
832591544 Adaptive Biotechnologies Corporation USA ADPT NASDAQ
081036817 Adapthealth Corp. USA AHCO NASDAQ
650223480 ADANI ENTERPRISES LIMITED INDIA 512599 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
645770595 ADAM SUGAR MILLS LIMITED PAKISTAN ADAMS KARACHI STOCK EXCHANGE
754885528 ADALTA LIMITED AUSTRALIA 1AD AUSTRALIAN STOCK EXCHANGE
643422541 AD "Ratar" Prnjavor, u stecaju BOSNIA-HERZEGOVINA RTAR-R-A BANJA LUKA STOCK EXCHANGE
643430015 AD "Planinsko dobro Gacko" Gacko BOSNIA-HERZEGOVINA PLDG-R-A BANJA LUKA STOCK EXCHANGE
643393437 AD "PLANINA" BOSNIA-HERZEGOVINA PLNA-R-A BANJA LUKA STOCK EXCHANGE
643370195 AD " KLAS" Derventa BOSNIA-HERZEGOVINA KLAS-R-A BANJA LUKA STOCK EXCHANGE
643376416 AD "FARMA KOKA NOSILJA" BOSNIA-HERZEGOVINA FKNO-R-A BANJA LUKA STOCK EXCHANGE
643366649 AD "Dobojka" Doboj - u stecaju BOSNIA-HERZEGOVINA DBJK-R-A BANJA LUKA STOCK EXCHANGE
844418199 Acutus Medical, Inc. USA AFIB NASDAQ
840452734 Acusphere, Inc. USA ACUS OTHER OTC Market
081295967 Acurx Pharmaceuticals, Inc. USA ACXP NASDAQ
001315530 Acura Pharmaceuticals, Inc. USA ACUR OTHER OTC Market
155532190 Acumen Pharmaceuticals, Inc. USA ABOS NASDAQ
775252898 Acucort AB SWEDEN ACUC AKTIETORGET STOCK EXCHANGE
828677570 Active Health Foods, Inc. USA AHFD OTHER OTC Market
731566563 ACTIVE FINE CHEMICALS LTD. BANGLADESH ACTIVEFINE DHAKA STOCK EXCHANGE
355028093 Active Biotech AB (publ) SWEDEN ACTI STOCKHOLM STOCK EXCHANGE
756402541 ACTINOGEN MEDICAL LIMITED AUSTRALIA ACW AUSTRALIAN STOCK EXCHANGE
078800630 Actinium Pharmaceuticals, Inc. USA ATNM AMEX
265620713 ACTICOR BIOTECH FRANCE ALACT EURONEXT PARIS
740002092 ACRUX LIMITED AUSTRALIA ACR AUSTRALIAN STOCK EXCHANGE
915335165 ACROW INDIA LIMITED INDIA 513149 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)

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