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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
645367491 ABBOTT LABORATORIES PAKISTAN LIMITED PAKISTAN ABOT KARACHI STOCK EXCHANGE
001307602 Abbott Laboratories USA ABT NEW YORK STOCK EXCHANGE
918445615 ABBOTT INDIA LIMITED INDIA 500488 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
243686453 Abattis Bioceuticals Corp CANADA ATTBF OTHER OTC Market
529172885 ABA CHEMICALS CORPORATION CHINA 300261 SHENZHEN STOCK EXCHANGE
871817340 AAYUSH FOOD AND HERBS LIMITED INDIA 539528 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
861401742 AARTI SURFACTANTS LIMITED INDIA 543210 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
650338999 AARTI INDUSTRIES LIMITED INDIA 524208 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
650226046 AARTI DRUGS LIMITED INDIA 524348 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
862139102 AAREY DRUGS AND PHARMACEUTICALS LIMITED INDIA 524412 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
328420633 aap Implantate AG GERMANY AAQ1 XETRA
650483865 AADI INDUSTRIES LIMITED INDIA 530027 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
080934167 Aadi Bioscience, Inc. USA AADI NASDAQ
566220954 A.V.O.D. Kurutulmus Gida Ve Tarim Urunleri San. Ve Tic. A.S. TURKIYE AVOD ISTANBUL STOCK EXCHANGE
214076127 A.G. BARR P.L.C. SCOTLAND BAG LONDON STOCK EXCHANGE (LON)
006956429 A. D. Makepeace Company USA MAKE OTHER OTC Market
532706496 A.D. INTEGRITY APPLICATIONS LTD ISRAEL GCTK NASDAQ
860011699 A-1 ACID LIMITED INDIA 542012 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
534762195 A'SAFFA FOODS SAOG OMAN SPFI MUSCAT SECURITIES MARKET
079691525 9 Meters Biopharma, Inc. USA NMTRQ OTHER OTC Market
253561534 9342-8530 Québec Inc CANADA DGCRF OTHER OTC Market
117088863 89bio, Inc. USA ETNB NASDAQ
202735668 8401144 Canada Inc CANADA ECGI OTHER OTC Market
426657174 7FIT S A POLAND 7FT WARSAW STOCK EXCHANGE
079146968 60 Degrees Pharmaceuticals, Inc USA SXTP NASDAQ
329569037 4SC AG GERMANY 0R6U LONDON STOCK EXCHANGE
426683185 4MASS S A POLAND 4MS WARSAW STOCK EXCHANGE
090466292 4front Ventures Inc USA FFNT CANADIAN NATIONAL STOCK EXCHANGE
078887685 4d Molecular Therapeutics, Inc. USA FDMT NASDAQ
696831148 4CS HD CO.,LTD. JAPAN 3726 TOKYO STOCK EXCHANGE
650688732 3M INDIA LIMITED INDIA 523395 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
006173082 3M Company USA MMM NEW YORK STOCK EXCHANGE
860149681 3d Systems Corporation USA DDD NEW YORK STOCK EXCHANGE
656253177 3D GLOBAL BIOTECH INC. TAIWAN 6808 GRE TAI SECURITY MARKET
503193821 3 ALFA LTD GREECE AAAK ATHENS STOCK EXCHANGE
697724128 3-D MATRIX,LTD. JAPAN 7777 TOKYO STOCK EXCHANGE
118128518 2seventy Bio, Inc. USA TSVT NASDAQ
537356693 2invest AG GERMANY 2INV FRANKFURT STOCK EXCHANGE
310293274 2curex A/S DENMARK 2CUREX STOCKHOLM STOCK EXCHANGE
202738076 2676450 Ontario Inc CANADA CBDY OTHER OTC Market
117684369 23andme Holding Co. USA ME NASDAQ
078484819 22nd Century Group, Inc. USA XXII NASDAQ
058127986 20230930-Dk-Butterfly-1, Inc. USA BBBY WIENER BORSE
079789548 1pm Industries, Inc. USA OPMZ OTHER OTC Market
203719799 1CM Inc CANADA EPIC CANADIAN NATIONAL STOCK EXCHANGE
243794513 1933 Industries Inc CANADA TGIF CANADIAN NATIONAL STOCK EXCHANGE
011920959 1812 Brewing Company, Inc. USA KEGS OTHER OTC Market
080661208 180 Life Sciences Corp. USA ATNF NASDAQ
126770455 1606 CORP. USA CBDW OTHER OTC Market
203643101 11087681 Canada Inc. CANADA VOTI.H TSX VENTURE EXCHANGE

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