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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
061088118 Unigene Laboratories, Inc. USA UGNEQ OTHER OTC Market
061214697 Atara Biotherapeutics, Inc. USA ATRA NASDAQ
061317680 Karyopharm Therapeutics Inc. USA KPTI NASDAQ
061479535 Rhythm Pharmaceuticals, Inc. USA RYTM NASDAQ
061713750 Cytomx Therapeutics, Inc. USA CTMX NASDAQ
062117948 Corvus Pharmaceuticals, Inc. USA CRVS NASDAQ
062480000 Nhale, Inc. USA CDXQ OTHER OTC Market
062527949 Guardant Health, Inc. USA GH NASDAQ
062686595 Sadot Group Inc. USA SDOT NASDAQ
063349735 Viridian Therapeutics, Inc. USA VRDN NASDAQ
063391985 Ocular Therapeutix, Inc. USA OCUL NASDAQ
064882426 Communications Corporation of America USA CBDD OTHER OTC Market
065623031 Evans Brewing Company Inc. USA IONI OTHER OTC Market
065678221 Marker Therapeutics, Inc. USA MRKR NASDAQ
065955049 PC Group Inc USA PCGR OTHER OTC Market
066821492 Onconova Therapeutics, Inc. USA ONTX NASDAQ
067006995 Sunridge International Incorporated USA SNDZ OTHER OTC Market
067080279 Elicio Operating Company, Inc. USA ELTX NASDAQ
067635064 Ameritek Ventures USA ATVK OTHER OTC Market
067647321 Biomerica, Inc. USA BMRA NASDAQ
067771335 Telesis Bio Inc. USA TBIO NASDAQ
067823727 Nate's Food Co. USA NHMD OTHER OTC Market
068665435 Verano Holdings, LLC USA VRNO AEQUITAS NEO EXCHANGE
069234628 Medite Cancer Diagnostics, Inc. USA MDIT OTHER OTC Market
069464049 Heartbeam, Inc. USA BEAT NASDAQ
069532880 Cumberland Pharmaceuticals, Inc. USA CPIX NASDAQ
069540610 Corcept Therapeutics Incorporated USA CORT NASDAQ
069550929 Neogen Corporation USA NEOG NASDAQ
069643009 Tharimmune, Inc. USA THAR NASDAQ
070437222 Limitless Venture Group Incorporated USA LVGI OTHER OTC Market
070561786 Seres Therapeutics, Inc. USA MCRB NASDAQ
070612127 Interactive Health Network USA IGRW OTHER OTC Market
070952726 A D M Tronics Unlimited, Inc. USA ADMT OTHER OTC Market
071133417 Margo Caribe Inc. USA MRGO OTHER OTC Market
071180145 Imunon, Inc. USA IMNN NASDAQ
071227758 Movano Inc. USA MOVE NASDAQ
071262505 Regenerx Biopharmaceuticals, Inc. USA RGRX OTHER OTC Market
071595540 Conmed Corporation USA CNMD NEW YORK STOCK EXCHANGE
071829512 Yeti Holdings, Inc. USA YETI NEW YORK STOCK EXCHANGE
072998685 Therapeuticsmd, Inc. USA TXMD NASDAQ
073659102 Biovie Inc. USA BIVI NASDAQ
073731197 Titanium Holdings Group Inc USA TTHG OTHER OTC Market
075179373 Akoya Biosciences, Inc. USA AKYA NASDAQ
075443246 Protokinetix Inc. USA PKTX OTHER OTC Market
075919782 Prourocare Medical Inc. USA PUMD OTHER OTC Market
076187589 Ovid Therapeutics Inc. USA OVID NASDAQ
076668458 Inrad Optics, Inc. USA INRD OTHER OTC Market
076827459 Inari Medical, Inc. USA NARI NASDAQ
076860223 Gd Entertainment & Technology USA GDET OTHER OTC Market
076927679 Kymera Therapeutics, Inc. USA KYMR NASDAQ

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