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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,408
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
933867244 Northwest Biotherapeutics Inc USA NWBO OTHER OTC Market
529354342 North Navigation Control Technology Co., Ltd. CHINA 600435 SHANGHAI STOCK EXCHANGE
663102630 NORTH MINING SHARES COMPANY LIMITED HONG KONG 00433 HONG KONG STOCK EXCHANGE
545341393 North Huajin Chemical Industries Co., Ltd. CHINA 000059 SHENZHEN STOCK EXCHANGE
873645650 NORTHERN SPIRITS LIMITED INDIA 542628 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
644527509 NORTHERN NIGERIA FLOUR MILLS LTD NIGERIA NFML THE NIGERIAN STOCK EXCHANGE
340003637 Northern Data AG GERMANY NB2 MUNICH STOCK EXCHANGE
544736200 North Electro-Optic Co., Ltd. CHINA 600184 SHANGHAI STOCK EXCHANGE
529065468 Northeast Pharmaceutical Group Co., Ltd. CHINA 000597 SHENZHEN STOCK EXCHANGE
544790504 North China Pharmaceutical Company Ltd. CHINA 600812 SHANGHAI STOCK EXCHANGE
078814164 North American Cannabis Holdings, Inc. USA USMJ OTHER OTC Market
899043087 NORTEC QUIMICA S/A BRAZIL NRTQ3 BM&FBOVESPA S.A. - BOLSA DE VALORES, MERCADORIAS E FUTUROS
918459801 NORRIS MEDICINES LIMITED INDIA 524414 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
631037467 NOROO PAINT & COATINGS CO.,LTD. KOREA REP OF 090350 KOREA EXCHANGE (KOSDAQ)
690537964 NORITAKE CO., LIMITED JAPAN 5331 TOKYO STOCK EXCHANGE
007942915 Nordstrom, Inc. USA JWN NEW YORK STOCK EXCHANGE
004166005 Nordson Corporation USA NDSN NASDAQ
690491447 Nordmason Co.,LTD KOREA REP OF 317860 KOREA EXCHANGE (KOSDAQ)
561980285 Nordic Halibut AS NORWAY NOHAL OSLO STOCK EXCHANGE
313317179 NorCom Information Technology GmbH & Co. KGaA GERMANY NC5A XETRA
346605088 Norcod AS NORWAY NCOD OSLO STOCK EXCHANGE
650187669 NORBEN TEA & EXPORTS LIMITED INDIA NORBTEAEXP NATIONAL STOCK EXCHANGE OF INDIA
658085337 NORBEL BABY CO.,LTD TAIWAN 6844 GRE TAI SECURITY MARKET
645351149 NOON SUGAR MILLS LIMITED PAKISTAN NONS KARACHI STOCK EXCHANGE
687883652 NONGSHIM CO., LTD. KOREA REP OF 004370 KOREA EXCHANGE (KOSDAQ)
530212075 Nongfu Spring Co., Ltd. CHINA 09633 HONG KONG STOCK EXCHANGE
038031407 Non-Invasive Monitoring Systems, Inc. USA NIMU OTHER OTC Market
815493869 Nomad Foods Limited VIRGIN ISLANDS UK NOMD NEW YORK STOCK EXCHANGE
078534735 Noho, Inc. USA DRNK OTHER OTC Market
690552575 NOF CORPORATION JAPAN 4403 TOKYO STOCK EXCHANGE
850741601 NOCTILUCA S A POLAND NCL WARSAW STOCK EXCHANGE
650054703 NOCIL LIMITED INDIA 500730 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
480084667 NLS Pharmaceutics AG SWITZERLAND NLSP NASDAQ
690200209 NKMAX Co., Ltd. KOREA REP OF 182400 KOREA EXCHANGE (KOSDAQ)
650234701 N K INDUSTRIES LIMITED INDIA 519494 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
080691812 Nkarta, Inc. USA NKTX NASDAQ
876802337 NIVAKA FASHIONS LIMITED INDIA 542206 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
690569306 NITTO FUJI FLOUR MILLING CO.,LTD. JAPAN 2003 TOKYO STOCK EXCHANGE
690696497 NITTOBEST CORPORATION JAPAN 2877 TOKYO STOCK EXCHANGE
676369506 NITTA GELATIN INDIA LIMITED INDIA 506532 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
717870161 NITTA GELATIN INC. JAPAN 4977 TOKYO STOCK EXCHANGE
918542809 NITIRAJ ENGINEERS LIMITED INDIA NITIRAJ NATIONAL STOCK EXCHANGE OF INDIA
690536339 NISSUI CORPORATION JAPAN 1332 TOKYO STOCK EXCHANGE
690864525 NISSIN SHOJI CO.,LTD. JAPAN 7490 TOKYO STOCK EXCHANGE
690839147 NISSIN FOODS HOLDINGS CO., LTD. JAPAN 2897 TOKYO STOCK EXCHANGE
687066951 NISSIN FOODS COMPANY LIMITED HONG KONG 01475 HONG KONG STOCK EXCHANGE
690597943 NISSHIN OILLIO GROUP,LTD., THE JAPAN 2602 TOKYO STOCK EXCHANGE
690544069 NISSAN CHEMICAL CORPORATION JAPAN 4021 TOKYO STOCK EXCHANGE
645446266 NISHAT (CHUNIAN) LIMITED PAKISTAN NCL KARACHI STOCK EXCHANGE
690555453 NIPRO CORPORATION JAPAN 8086 TOKYO STOCK EXCHANGE

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