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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
526406400 NICOX SA FRANCE ALCOX EURONEXT PARIS
212780316 NICHOLS PLC ENGLAND NICL LONDON STOCK EXCHANGE (LON)
690566773 NICHIWA SANGYO CO., LTD. JAPAN 2055 TOKYO STOCK EXCHANGE
691691190 NICHIRYO BAKING CO., LTD. JAPAN 2218 SAPPORO SECURITIES EXCHANGE
690543277 NICHIMO CO., LTD. JAPAN 8091 TOKYO STOCK EXCHANGE
690601554 NICHI-IKO PHARMACEUTICAL CO., LTD. JAPAN NHKFF OTHER OTC Market
690557442 NICCA CHEMICAL CO.,LTD. JAPAN 4463 TOKYO STOCK EXCHANGE
687796909 Nibec Co., Ltd. KOREA REP OF 138610 KOREA EXCHANGE (KOSDAQ)
690595285 NH FOODS LTD. JAPAN 2282 TOKYO STOCK EXCHANGE
650810430 NHC FOODS LIMITED INDIA 517554 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
062480000 Nhale, Inc. USA CDXQ OTHER OTC Market
555399648 NHA BE WATER SUPPLY JOINT STOCK COMPANY VIETNAM NBW HANOI STOCK EXCHANGE
555292841 NGO QUYEN PROCESSING EXPORT JOINT STOCK COMPANY VIETNAM NGC HANOI STOCK EXCHANGE
828293998 Ngm Biopharmaceuticals, Inc. USA NGM NASDAQ
650128663 NGL FINE-CHEM LIMITED INDIA 524774 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
690559968 NGK INSULATORS, LTD. JAPAN 5333 TOKYO STOCK EXCHANGE
920674228 N G INDUSTRIES LIMITED INDIA 530897 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
555329586 NGHE AN TEA CORPORATION JOINT STOCK COMPANY VIETNAM CNA HANOI STOCK EXCHANGE
694505737 NGeneBio Co., Ltd. KOREA REP OF 354200 KOREA EXCHANGE (KOSDAQ)
312511881 NFON AG GERMANY NFN FRANKFURT STOCK EXCHANGE
292945909 NFL BIOSCIENCES FRANCE ALNFL EURONEXT PARIS
659707392 NFC PUBLIC COMPANY LIMITED THAILAND NFC STOCK EXCHANGE OF THAILAND
688987147 NFC Corporation KOREA REP OF 265740 KOREA EXCHANGE (KOSDAQ)
650171754 NEXUS SURGICAL AND MEDICARE LIMITED INDIA 538874 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
203644828 Nextleaf Solutions Ltd CANADA OILS CANADIAN NATIONAL STOCK EXCHANGE
128160442 Next Generation Management Corp. USA NGMC OTHER OTC Market
532292026 NEXTGEN BIOMED LTD ISRAEL NXGN TEL AVIV STOCK EXCHANGE
600650537 NEXTFERM TECHNOLOGIES LTD ISRAEL NXFR TEL AVIV STOCK EXCHANGE
080202227 Nextcure, Inc. USA NXTC NASDAQ
352595709 NextCell Pharma AB SWEDEN NXTCL STOCKHOLM STOCK EXCHANGE
600000665 NEXTAGE THERAPEUTICS LTD ISRAEL NXTG TEL AVIV STOCK EXCHANGE
080162370 Next-Chemx Corporation USA CHMX OTHER OTC Market
369521989 Nexstim Oyj FINLAND NXTMH HELSINKI STOCK EXCHANGE
968596267 Neximmune, Inc. USA NEXI NASDAQ
081094425 Nexien Biopharma, Inc. USA NXEN OTHER OTC Market
080313928 Nexeon Medsystems Inc USA NXNN OTHER OTC Market
204130212 NEXE Innovations Inc CANADA NEXE TSX VENTURE EXCHANGE
590815031 NEW ZEALAND KING SALMON INVESTMENTS LIMITED NEW ZEALAND NZK NEW ZEALAND STOCK EXCHANGE
103670485 New York Health Care, Inc. USA BBAL OTHER OTC Market
690453527 Newtree Co., Ltd. KOREA REP OF 270870 KOREA EXCHANGE (KOSDAQ)
259487093 Newtopia Inc CANADA NEWU TSX VENTURE EXCHANGE
663165256 NEW SPARKLE ROLL INTERNATIONAL GROUP LIMITED HONG KONG 00970 HONG KONG STOCK EXCHANGE
667912901 NEW SILKROAD CULTURALTAINMENT LIMITED HONG KONG 00472 HONG KONG STOCK EXCHANGE
428088731 NEWRON PHARMACEUTICALS SPA ITALY NWRN SIX SWISS EXCHANGE
774450410 New Nordic Healthbrands AB SWEDEN NNH STOCKHOLM STOCK EXCHANGE
658025564 Newmax Technology Co., Ltd. TAIWAN 3630 GRE TAI SECURITY MARKET
428454540 NEWLAT FOOD SPA ITALY NWL ITALIAN SE (MERCATO CONTINUO ITALIA)
547798017 New Journey Health Technology Group Co., Ltd. CHINA 002219 SHENZHEN STOCK EXCHANGE
545308434 New Hua Du Technology Co., Ltd. CHINA 002264 SHENZHEN STOCK EXCHANGE
654630763 New Hope Liuhe Co., Ltd. CHINA 000876 SHENZHEN STOCK EXCHANGE

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