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U.S. Department of Health and Human Services

SRO List

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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,408
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
690573282 NIPPON STEEL TRADING CORPORATION JAPAN NPSTF OTHER OTC Market
690538194 NIPPON SHINYAKU CO.,LTD. JAPAN 4516 TOKYO STOCK EXCHANGE
692572936 NIPPON SHIKIZAI, INC. JAPAN 4920 TOKYO STOCK EXCHANGE
690673546 NIPPON SEIKI CO., LTD. JAPAN 7287 TOKYO STOCK EXCHANGE
690592456 NIPPON FINE CHEMICAL CO., LTD. JAPAN 4362 TOKYO STOCK EXCHANGE
690566781 NIPPON CHEMIPHAR CO.,LTD. JAPAN 4539 TOKYO STOCK EXCHANGE
690568340 NIPPON BEET SUGAR MANUFACTURING CO.,LTD. JAPAN 2108 TOKYO STOCK EXCHANGE
690568043 NIPPN CORPORATION JAPAN 2001 TOKYO STOCK EXCHANGE
690543954 NIPPI, INCORPORATED JAPAN 7932 TOKYO STOCK EXCHANGE
525426826 NIPOTE Vendéglátóipari és Szolgáltató Korlátolt Felelösségü Társaság "kényszertörlés alatt HUNGARY NUTEX BUDAPEST STOCK EXCHANGE
779196372 NIOX GROUP PLC ENGLAND NIOX LONDON STOCK EXCHANGE (LON)
555343594 NINH BINH PHOSPHATE FERTILIZER JOINT STOCK COMPANY VIETNAM NFC HANOI STOCK EXCHANGE
560404533 Ningxia Western Venture Industrial Co., Ltd. CHINA 000557 SHENZHEN STOCK EXCHANGE
654684299 Ningbo Yongxin Optics Co., Ltd. CHINA 603297 SHANGHAI STOCK EXCHANGE
526047318 Ningbo Xianfeng New Material Co., Ltd. CHINA 300163 SHENZHEN STOCK EXCHANGE
546249061 Ningbo Tuopu Group Co., Ltd. CHINA 601689 SHANGHAI STOCK EXCHANGE
421148826 Ningbo Tianyi Medical Appliance Co., Ltd. CHINA 301097 SHENZHEN STOCK EXCHANGE
545253325 Ningbo Shuanglin Auto Parts Co., Ltd. CHINA 300100 SHENZHEN STOCK EXCHANGE
529957486 Ningbo Menovo Pharmaceutical Co.,Ltd. CHINA 603538 SHANGHAI STOCK EXCHANGE
654628593 Ningbo Lehui International Engineering Equipment Co.,Ltd CHINA 603076 SHANGHAI STOCK EXCHANGE
543512542 Ningbo Jianan Electronics Co., Ltd. CHINA 300880 SHENZHEN STOCK EXCHANGE
546185733 Ningbo Homelink Eco-iTech Co., Ltd. CHINA 301193 SHENZHEN STOCK EXCHANGE
421364940 Ningbo Exciton Technology Co., Ltd. CHINA 300566 SHENZHEN STOCK EXCHANGE
527239842 Ningbo David Medical Device Co., Ltd. CHINA 300314 SHENZHEN STOCK EXCHANGE
421362390 Ningbo Bohui Chemical Technology Co., Ltd. CHINA 300839 SHENZHEN STOCK EXCHANGE
559640691 NINEVEH FOOD INDUSTRIES IRAQ INFI IRAQ STOCK EXCHANGE
645484122 NIMIR RESINS LIMITED PAKISTAN NRSL KARACHI STOCK EXCHANGE
645478012 NIMIR INDUSTRIAL CHEMICALS LIMITED PAKISTAN NICL KARACHI STOCK EXCHANGE
690550868 NIKON CORPORATION JAPAN 7731 TOKYO STOCK EXCHANGE
690863014 NIKKO COMPANY JAPAN 5343 NAGOYA STOCK EXCHANGE
690542378 NIKKISO CO., LTD. JAPAN 6376 TOKYO STOCK EXCHANGE
690658448 NIKKATO CORPORATION JAPAN 5367 TOKYO STOCK EXCHANGE
650652571 NIKHIL ADHESIVES LIMITED INDIA 526159 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
725997089 NIJJER AGRO PRODUCTS LIMITED INDIA 519168 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
690536362 NIHON YAMAMURA GLASS CO., LTD. JAPAN 5210 TOKYO STOCK EXCHANGE
693624314 NIHON TRIM CO., LTD. JAPAN 6788 TOKYO STOCK EXCHANGE
690568654 NIHON SHOKUHIN KAKO CO., LTD. JAPAN 2892 TOKYO STOCK EXCHANGE
690569371 NIHON SEIMA CO., LTD., THE JAPAN 3306 TOKYO STOCK EXCHANGE
690569439 NIHON SEIKAN K.K. JAPAN 5905 TOKYO STOCK EXCHANGE
690568290 NIHON NOHYAKU CO., LTD. JAPAN 4997 TOKYO STOCK EXCHANGE
690568050 NIHON KOHDEN CORPORATION JAPAN 6849 TOKYO STOCK EXCHANGE
690730924 NIHON ISK COMPANY,LIMTED JAPAN 7986 TOKYO STOCK EXCHANGE
692032782 NIHON CHOUZAI CO., LTD. JAPAN 3341 TOKYO STOCK EXCHANGE
369858282 Nightingale Health Oyj FINLAND HEALTH HELSINKI STOCK EXCHANGE
828572292 Nighthawk Biosciences, Inc. USA SCPX AMEX
079266207 Nightfood Holdings, Inc USA NGTF OTHER OTC Market
644015174 NIGERIAN BREWERIES PLC NIGERIA NB THE NIGERIAN STOCK EXCHANGE
526406400 NICOX SA FRANCE ALCOX EURONEXT PARIS
212780316 NICHOLS PLC ENGLAND NICL LONDON STOCK EXCHANGE (LON)
690566773 NICHIWA SANGYO CO., LTD. JAPAN 2055 TOKYO STOCK EXCHANGE

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