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U.S. Department of Health and Human Services

SRO List
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You can search the list by entering the DUNS NUMBER, BUSINESS NAME, or TICKER SYMBOL in the search criteria. Use the business name as your primary search criteria. You may separately search the list using the ticker symbol. However, the list does not contain all the domestic and foreign stock exchange ticker symbols in existence. The SRO list is a comprehensive and important resource to check regularly, however, it is not definitive. There are some situations where a financial interest may constitute a prohibited financial interest in an SRO, even if it is not included on the SRO List. In addition, any majority-owned subsidiary of a company on the SRO List would likewise be considered an SRO, including where the company is structured as a holding company.
Download SRO List data in Microsoft Excel web format  Click on this link to download all data from the selected searchable database in Excel format. If you need help accessing information in different file formats, see Instructions for Downloading Viewers and Players .


   No. of Records Found:  8,401
DUNS NUMBER BUSINESS NAME COUNTRY NAME TICKER SYMBOL EXCHANGE NAME
544615475 New Hope Dairy Co., Ltd. CHINA 002946 SHENZHEN STOCK EXCHANGE
161403852 Newell Brands Inc. USA NWL NASDAQ
659663314 NEWCITY (BANGKOK) PUBLIC COMPANY LIMITED THAILAND NC STOCK EXCHANGE OF THAILAND
145363490 Newcardio, Inc. USA NWCI OTHER OTC Market
350908961 Newbury Pharmaceuticals AB SWEDEN NEWBRY STOCKHOLM STOCK EXCHANGE
362559034 NEW BODY TUNISIA NBL BOURSE DE TUNIS
620822445 Newberry Bakers, Inc USA NBRY OTHER OTC Market
490597240 NewAmsterdam Pharma B.V. NETHERLANDS NAMS NASDAQ
422158139 NEWAG S A POLAND NWG WARSAW STOCK EXCHANGE
926599155 Nevro Corp. USA NVRO NEW YORK STOCK EXCHANGE
247635092 NeutriSci International Inc CANADA NU TSX VENTURE EXCHANGE
968521562 Neutra Corp. USA NTRR OTHER OTC Market
744146305 NEUROTECH INTERNATIONAL LIMITED AUSTRALIA NTI AUSTRALIAN STOCK EXCHANGE
750650926 NEUROSCIENTIFIC BIOPHARMACEUTICALS LTD AUSTRALIA NSB AUSTRALIAN STOCK EXCHANGE
123369238 Neuropace, Inc. USA NPCE NASDAQ
105937669 Neuroone Medical Technologies Corporation USA NMTC NASDAQ
134960348 Neuronetics, Inc. USA STIM NASDAQ
427457832 NEURONE STUDIO S A POLAND NRS WARSAW STOCK EXCHANGE
957536014 Neurometrix, Inc. USA NURO NASDAQ
967147224 Neurogenesis Incorporated USA NEUN OTHER OTC Market
800981276 Neurocrine Biosciences, Inc. USA NBIX NASDAQ
080155330 Neurobo Pharmaceuticals, Inc. USA NRBO NASDAQ
051887310 Neurobiological Technologies Inc. USA NTII OTHER OTC Market
591863944 NEUREN PHARMACEUTICALS LIMITED NEW ZEALAND NEU AUSTRALIAN STOCK EXCHANGE
650320906 NEULAND LABORATORIES LIMITED INDIA 524558 BOMBAY STOCK EXCHANGE LTD. (MUMBAI)
422349399 NEUCA S A POLAND NEU WARSAW STOCK EXCHANGE
800450392 Neubase Therapeutics, Inc. USA NBSE NASDAQ
963771642 Net Savings Link, Inc. USA NSAV OTHER OTC Market
204247738 Netramark Holdings Inc CANADA AIAI CANADIAN NATIONAL STOCK EXCHANGE
600380455 NETO MALINDA TRADING LTD ISRAEL NTML TEL AVIV STOCK EXCHANGE
600111587 NETO M.E. HOLDINGS LTD ISRAEL NTO TEL AVIV STOCK EXCHANGE
555214394 NET DETERGENT JOINT -STOCK COMPANY VIETNAM NET HANOI STOCK EXCHANGE
117196919 Netbrands Corp. USA NBND OTHER OTC Market
663859504 Net-a-Go Technology Company Limited HONG KONG 01483 HONG KONG STOCK EXCHANGE
427377623 NESTMEDIC S A POLAND NST WARSAW STOCK EXCHANGE
480708874 Nestlé S.A. SWITZERLAND NESN SIX SWISS EXCHANGE
645376377 NESTLE PAKISTAN LIMITED PAKISTAN NESTLE KARACHI STOCK EXCHANGE
645269788 NESTLE NIGERIA PLC NIGERIA NSTL THE NIGERIAN STOCK EXCHANGE
659366744 NESTLE LANKA PLC SRI LANKA NEST.N0000 COLOMBO (SRI LANKA) STOCK EXCHANGE
650057938 NESTLE INDIA LIMITED INDIA NESTLEIND NATIONAL STOCK EXCHANGE OF INDIA
643990732 NESTLE COTE D'IVOIRE SA IVORY COAST NTLC BOURSE REGIONALE DES VALEURS MOBILIERES
652031964 NESTLE (MALAYSIA) BHD MALAYSIA 4707 BURSA MALAYSIA
203826185 Nervgen Pharma Corp CANADA NGEN TSX VENTURE EXCHANGE
200510134 Neptune Solutions Bien-être Inc CANADA NEPTF OTHER OTC Market
422217933 NEPTIS S A POLAND YAN WARSAW STOCK EXCHANGE
112872666 Nepra Foods, Ltd. USA NPRA CANADIAN NATIONAL STOCK EXCHANGE
120664557 Nephros, Inc. USA NEPH NASDAQ
349060632 NEOVACS FRANCE ALNEV EURONEXT PARIS
631101883 NeoPharm Co., Ltd. KOREA REP OF 092730 KOREA EXCHANGE (KOSDAQ)
352977998 Neola Medical AB SWEDEN NEOLA STOCKHOLM STOCK EXCHANGE

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